ROI Financial Advisors, LLC — 13F Holdings & Portfolio
CIK 2011633 · latest 13F-HR filed 2026-05-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$167.2M
Long-equity book
Holdings
66
Distinct positions
Period
2026-03-31
Filed 2026-05-15
Q/Q Activity
+4 / −3 / ↑25 / ↓27
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- COSTCO WHOLESALE CORPORATION$1.1M +14.8%
- WALMART INC$768.0K +12.4%
- SPDR GOLD TR$656.5K +10.2%
- TAIWAN SEMICONDUCTOR MANUFAC$634.5K +7.9%
- CHENIERE ENERGY INC$481.1K +59.8%
Top Trims
- ELI LILLY & CO-$1.7M -16.2%
- MICROSOFT CORP-$1.7M -22.7%
- BROADCOM INC-$1.6M -14.0%
- NVIDIA CORPORATION-$1.4M -12.0%
- ALPHABET INC-$1.3M -11.5%
New Positions
- ASTRAZENECA PLC$258.4K
- ADVANCED MICRO DEVICES INC$246.8K
- MICRON TECHNOLOGY INC$223.8K
- EMCOR GROUP INC$203.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $10.6M | 6.32% | 60,596 | SH |
| 2 | ALPHABET INC | GOOGL | 02079K305 | $9.8M | 5.88% | 34,178 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $9.7M | 5.81% | 38,275 | SH |
| 4 | BROADCOM INC | AVGO | 11135F101 | $9.5M | 5.69% | 30,756 | SH |
| 5 | ELI LILLY & CO | LLY | 532457108 | $9.1M | 5.42% | 9,848 | SH |
| 6 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $8.7M | 5.18% | 8,697 | SH |
| 7 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $8.7M | 5.18% | 25,611 | SH |
| 8 | SPDR GOLD TR | GLD | 78463V107 | $7.1M | 4.25% | 16,508 | SH |
| 9 | WALMART INC | WMT | 931142103 | $7.0M | 4.17% | 56,095 | SH |
| 10 | AMAZON COM INC | AMZN | 023135106 | $6.7M | 4.02% | 32,272 | SH |
| 11 | MICROSOFT CORP | MSFT | 594918104 | $5.9M | 3.54% | 16,002 | SH |
| 12 | VISA INC | V | 92826C839 | $5.3M | 3.18% | 17,601 | SH |
| 13 | MASTERCARD INCORPORATED | MA | 57636Q104 | $5.3M | 3.15% | 10,536 | SH |
| 14 | ISHARES SILVER TR | SLV | 46428Q109 | $5.2M | 3.13% | 76,893 | SH |
| 15 | PALO ALTO NETWORKS INC | PANW | 697435105 | $4.3M | 2.59% | 27,031 | SH |
| 16 | HOME DEPOT INC | HD | 437076102 | $4.3M | 2.58% | 13,094 | SH |
| 17 | FIRST TR EXCHANGE-TRADED FD | FDL | 336917109 | $3.6M | 2.18% | 71,726 | SH |
| 18 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.2M | 1.92% | 10,937 | SH |
| 19 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $3.0M | 1.77% | 12,225 | SH |
| 20 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $2.5M | 1.52% | 5,313 | SH |
| 21 | FIRST TR EXCH TRADED FD III | FPE | 33739E108 | $2.2M | 1.29% | 121,936 | SH |
| 22 | INVESCO EXCHANGE TRADED FD T | PUI | 46137V795 | $2.1M | 1.26% | 44,744 | SH |
| 23 | COCA COLA CONS INC | COKE | 191098102 | $2.0M | 1.21% | 10,556 | SH |
| 24 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $1.9M | 1.12% | 14,254 | SH |
| 25 | ISHARES TR | HYDB | 46435G250 | $1.7M | 1.02% | 36,549 | SH |
| 26 | CATERPILLAR INC | CAT | 149123101 | $1.6M | 0.96% | 2,258 | SH |
| 27 | PROCTER & GAMBLE CO | PG | 742718109 | $1.6M | 0.95% | 10,942 | SH |
| 28 | TESLA INC | TSLA | 88160R101 | $1.5M | 0.88% | 3,973 | SH |
| 29 | COCA COLA CO | KO | 191216100 | $1.4M | 0.84% | 18,434 | SH |
| 30 | CHENIERE ENERGY INC | LNG | 16411R208 | $1.3M | 0.77% | 4,533 | SH |
| 31 | LOCKHEED MARTIN CORP | LMT | 539830109 | $1.3M | 0.77% | 2,123 | SH |
| 32 | AUTOMATIC DATA PROCESSING IN | ADP | 053015103 | $1.2M | 0.73% | 5,991 | SH |
| 33 | ARISTA NETWORKS INC | ANET | 040413205 | $1.2M | 0.72% | 9,795 | SH |
| 34 | META PLATFORMS INC | META | 30303M102 | $1.1M | 0.68% | 1,991 | SH |
| 35 | VANGUARD WORLD FD | VDC | 92204A207 | $1.0M | 0.62% | 4,640 | SH |
| 36 | EXXON MOBIL CORP | XOM | 30231G102 | $1.0M | 0.61% | 5,976 | SH |
| 37 | AT&T INC | T | 00206R102 | $917.4K | 0.55% | 31,646 | SH |
| 38 | INTUIT | INTU | 461202103 | $842.9K | 0.50% | 1,949 | SH |
| 39 | INTEL CORP | INTC | 458140100 | $828.0K | 0.50% | 18,763 | SH |
| 40 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $765.2K | 0.46% | 15,243 | SH |
| 41 | ARM HOLDINGS PLC | ARM | 042068205 | $738.7K | 0.44% | 4,883 | SH |
| 42 | CHEVRON CORPORATION | CVX | 166764100 | $735.3K | 0.44% | 3,554 | SH |
| 43 | KROGER CO | KR | 501044101 | $647.1K | 0.39% | 8,943 | SH |
| 44 | AMERIPRISE FINL INC | AMP | 03076C106 | $639.6K | 0.38% | 1,439 | SH |
| 45 | FLEXSHARES TR | BNDC | 33939L670 | $602.7K | 0.36% | 27,100 | SH |
| 46 | APPLIED MATLS INC | AMAT | 038222105 | $568.4K | 0.34% | 1,663 | SH |
| 47 | VANGUARD INDEX FDS | VOO | 922908363 | $565.9K | 0.34% | 947 | SH |
| 48 | IDEXX LABS INC | IDXX | 45168D104 | $545.0K | 0.33% | 970 | SH |
| 49 | BLACKROCK INC | BLK | 09290D101 | $464.8K | 0.28% | 483 | SH |
| 50 | ALTRIA GROUP INC | MO | 02209S103 | $393.0K | 0.24% | 5,956 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $167.2M | 66 | 0001941040-26-000371 |
| 2025-12-31 | 2026-02-13 | $174.1M | 65 | 0001941040-26-000135 |
| 2025-09-30 | 2025-11-10 | $167.5M | 67 | 0001941040-25-000608 |