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Greater Midwest Financial Group, LLC — 13F Holdings & Portfolio

CIK 2025409 · latest 13F-HR filed 2026-10-13

Backtest portfolio

Greater Midwest Financial Group, LLC manages $213.0M in 13F-reported U.S. long-equity assets across 69 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are BAI (9.48%), MSFT (7.86%), AVUV (6.78%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 6 new positions and exited 4; 16 existing positions rose in reported value and 22 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$213.0M

Long-equity book

Holdings
69

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+6 / −4 / ↑16 / ↓22

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
BAI9.6% · +4%MSFT8.0% · -1%AVUV6.9% · +2%GOOGL5.7% · +1%NVDA4.8% · +1%UJUL4.7% · newAMZN4.6% · -1%META4.4% · -0%LSGR3.8% · -1%MU3.6% · -31%QQQ3.2% · +7%BRK.B3.0% · +0%MCK3.0% · +1%LRCX2.8% · +1%LLY2.2% · +2%BMY2.1% · +3%AMD2.0% · -1%AAPL2.0% · +0%NFLX1.9% · +2%TMO1.8% · -2%CRWD1.7% · +182%ETN1.6% · -0%QCOM1.5% · +4%PANW1.4% · -33%CMI1.3% · +7%VALE1.3% · +6%NVT1.3% · +2%FTNT1.2% · -33%NEE0.9% · +5%SMH0.6% · -4%ABT0.5% · +0%JPM0.5% · +0%MRK0.4% · +1%AVGO0.4% · +0%ABBV0.4% · -1%USMV0.4% · +0%IBTO0.3% · +7%ORCL0.3% · +0%CSCO0.2% · +0%IBDW0.2% · +3%USB0.2% · +1%GRID0.2% · newPG0.2% · +11%DELL0.2% · -4%IBDZ0.2% · +2%ALL0.2% · +3%DGRO0.2% · +0%JCI0.2% · 0%IBM0.2% · +1%VOO0.1% · 0%TEL0.1% · +0%IJK0.1% · +0%GS0.1% · +0%IBTM0.1% · -2%TSLA0.1% · +26%UNH0.1% · -3%AMAT0.1% · -0%JNJ0.1% · +1%GE0.1% · +0%GOOG0.1% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 56%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 10, 2026.

Assets Under Management
$589.3M
Discretionary
$518.7M
Employees
13
Accounts
2,587
Address
3222 RICE ST.
SAINT PAUL, MN 55126
Phone
(651) 490-9790
Website
Name Title / Status Ownership Type
KOGLER, JACOB, MICHAEL ControlMEMBER
since Jan 2024
Less than 5%Individual
PHILLIPS, ROBERT, JAMES ControlPRESIDENT, CHIEF COMPLIANCE OFFICER AND MEMBER
since Dec 2022
25–50%Individual
RONN, JAMES, WILLIAM ControlCHIEF EXECUTIVE OFFICER AND MEMBER
since Dec 2022
25–50%Individual
PHILLIPS, DONALD, JAMESCHAIRMAN AND MEMBER
since Dec 2022
Less than 5%Individual
Ownership & leadership changes · 2 filings with changes since Dec 19, 2022

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 21, 2025 filing
  • ChangedKOGLER, JACOB, MICHAEL · title VICE PRESIDENT → MEMBER
  • ChangedPHILLIPS, DONALD, JAMES · ownership 5–10% → Less than 5%
Mar 28, 2024 filing
  • AddedKOGLER, JACOB, MICHAEL · VICE PRESIDENT · Less than 5% · control person
Dec 19, 2022 filing (earliest on record)
  • ListedPHILLIPS, DONALD, JAMES · CHAIRMAN AND MEMBER · 5–10%
  • ListedPHILLIPS, ROBERT, JAMES · PRESIDENT, CHIEF COMPLIANCE OFFICER AND MEMBER · 25–50% · control person
  • ListedRONN, JAMES, WILLIAM · CHIEF EXECUTIVE OFFICER AND MEMBER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Greater Midwest Financial Group, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 BLACKROCK ETF TRUST BAI 09290C780 $20.2M 9.48% 427,852 SH
2 MICROSOFT CORP MSFT 594918104 $16.7M 7.86% 32,624 SH
3 AMERICAN CENTY ETF TR AVUV 025072877 $14.4M 6.78% 122,560 SH
4 ALPHABET INC GOOGL 02079K305 $12.0M 5.64% 34,942 SH
5 NVIDIA CORPORATION NVDA 67066G104 $10.0M 4.70% 43,829 SH
6 INNOVATOR ETFS TRUST UJUL 45782C839 $9.8M 4.59% 236,279 SH
7 AMAZON COM INC AMZN 023135106 $9.8M 4.58% 39,137 SH
8 META PLATFORMS INC META 30303M102 $9.2M 4.33% 12,717 SH
9 NATIXIS ETF TRUST II LSGR 63875W406 $8.1M 3.79% 179,516 SH
10 MICRON TECHNOLOGY INC MU 595112103 $7.5M 3.54% 7,071 SH
11 INVESCO QQQ TR QQQ 46090E103 $6.7M 3.17% 9,116 SH
12 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $6.4M 2.99% 12,774 SH
13 MCKESSON CORP MCK 58155Q103 $6.3M 2.97% 7,412 SH
14 LAM RESEARCH CORP LRCX 512807306 $5.8M 2.72% 17,641 SH
15 ELI LILLY & CO LLY 532457108 $4.7M 2.18% 4,021 SH
16 BRISTOL-MYERS SQUIBB CO BMY 110122108 $4.4M 2.05% 70,059 SH
17 ADVANCED MICRO DEVICES INC AMD 007903107 $4.3M 2.01% 6,993 SH
18 APPLE INC AAPL 037833100 $4.2M 1.99% 12,750 SH
19 NETFLIX INC. NFLX 64110L106 $3.9M 1.83% 55,915 SH
20 THERMO FISHER SCIENTIFIC INC TMO 883556102 $3.7M 1.75% 5,513 SH
21 CROWDSTRIKE HLDGS INC CRWD 22788C105 $3.5M 1.67% 13,407 SH
22 EATON CORP PLC ETN G29183103 $3.4M 1.60% 7,941 SH
23 QUALCOMM INC QCOM 747525103 $3.1M 1.45% 16,770 SH
24 PALO ALTO NETWORKS INC PANW 697435105 $3.0M 1.42% 7,636 SH
25 CUMMINS INC CMI 231021106 $2.8M 1.30% 5,373 SH
26 VALE S A VALE 91912E105 $2.7M 1.27% 202,319 SH
27 NVENT ELEC PLC NVT G6700G107 $2.7M 1.26% 16,673 SH
28 FORTINET INC FTNT 34959E109 $2.6M 1.23% 14,606 SH
29 NEXTERA ENERGY INC NEE 65339F101 $2.0M 0.92% 25,949 SH
30 STATE STR SPDR S&P 500 ETF T Call SPY 78462F103 $1.6M 0.75% 2,100 SH
31 VANECK ETF TRUST SMH 92189F676 $1.3M 0.63% 2,206 SH
32 MICROSOFT CORP Put MSFT 594918104 $1.1M 0.53% 2,200 SH
33 ABBOTT LABORATORIES ABT 002824100 $1.1M 0.52% 11,197 SH
34 JPMORGAN CHASE & CO JPM 46625H100 $1.0M 0.48% 3,071 SH
35 MERCK & CO INC MRK 58933Y105 $888.4K 0.42% 6,114 SH
36 BROADCOM INC AVGO 11135F101 $870.3K 0.41% 2,478 SH
37 ABBVIE INC ABBV 00287Y109 $815.7K 0.38% 3,118 SH
38 ISHARES TR USMV 46429B697 $759.4K 0.36% 7,794 SH
39 ISHARES TR IBTO 46436E148 $589.1K 0.28% 25,623 SH
40 ORACLE CORP ORCL 68389X105 $545.5K 0.26% 3,973 SH
41 CISCO SYS INC CSCO 17275R102 $487.8K 0.23% 4,532 SH
42 ISHARES TR IBDW 46436E486 $424.7K 0.20% 21,172 SH
43 US BANCORP USB 902973304 $419.5K 0.20% 7,263 SH
44 FIRST TR EXCHANGE-TRADED FD GRID 33737A108 $376.0K 0.18% 2,123 SH
45 PROCTER & GAMBLE CO PG 742718109 $364.3K 0.17% 2,508 SH
46 DELL TECHNOLOGIES INC DELL 24703L202 $364.1K 0.17% 677 SH
47 ISHARES TR IBDZ 46438G653 $353.7K 0.17% 14,360 SH
48 ALLSTATE CORP ALL 020002101 $342.2K 0.16% 1,542 SH
49 ISHARES TR DGRO 46434V621 $341.7K 0.16% 4,533 SH
50 JOHNSON CONTROLS INTERNATION JCI G51502105 $341.7K 0.16% 2,298 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $213.0M 69 0002025409-26-000007
2026-06-30 2026-07-15 $200.6M 65 0002025409-26-000006
2026-03-31 2026-04-24 $186.1M 65 0002025409-26-000002
2025-12-31 2026-02-17 $178.9M 65 0002025409-26-000001
Filer Information
Address
3222 RICE STREET
ST. PAUL, MN 55126-3047
Phone
(651) 490-9790
Filing Manager
Greater Midwest Financial Group, LLC
ST. PAUL, MN
Signatory
Robert Phillips
President & Chief Compliance Officer