Wernau Asset Management Inc. — 13F Holdings & Portfolio
CIK 2053236 · latest 13F-HR filed 2026-04-22
Wernau Asset Management Inc. manages $143.4M in 13F-reported U.S. long-equity assets across 50 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPY (21.86%), AAPL (16.57%), AAPL (10.48%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 2 new positions, exited 1, added to 15, and trimmed 17.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$143.4M
Long-equity book
50
Distinct positions
2026-03-31
Filed 2026-04-22
+2 / −1 / ↑15 / ↓17
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- PFIZER INC$366.3K +12.9%
- AT&T INC$348.0K +17.0%
- EXXON MOBIL CORP$274.1K +41.7%
- VERIZON COMMUNICATIONS INC$208.4K +23.7%
- UNITIL CORP$168.3K +8.0%
Top Trims
- APPLE INC-$1.7M -6.6%
- MICROSOFT CORP-$1.4M -22.4%
- ALPHABET INC-$613.2K -8.5%
- BANK AMERICA CORP-$513.1K -11.3%
- KKR & CO INC-$367.2K -26.7%
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $31.3M | 21.86% | 48,200 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $23.8M | 16.57% | 93,626 | SH |
| 3 | APPLE INC Put | AAPL | 037833100 | $15.0M | 10.48% | 59,200 | SH |
| 4 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $11.1M | 7.76% | 17,108 | SH |
| 5 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $6.9M | 4.83% | 14,449 | SH |
| 6 | ALPHABET INC | GOOG | 02079K107 | $6.6M | 4.58% | 22,914 | SH |
| 7 | MICROSOFT CORP | MSFT | 594918104 | $4.8M | 3.32% | 12,871 | SH |
| 8 | BANK AMERICA CORP | BAC | 060505104 | $4.0M | 2.82% | 82,813 | SH |
| 9 | PFIZER INC | PFE | 717081103 | $3.2M | 2.23% | 114,031 | SH |
| 10 | ALPHABET INC | GOOGL | 02079K305 | $2.9M | 2.02% | 10,086 | SH |
| 11 | JPMORGAN CHASE & CO | JPM | 46625H100 | $2.8M | 1.97% | 9,615 | SH |
| 12 | AT&T INC | T | 00206R102 | $2.4M | 1.67% | 82,716 | SH |
| 13 | VANGUARD SCOTTSDALE FDS | VTWO | 92206C664 | $2.3M | 1.64% | 23,441 | SH |
| 14 | UNITIL CORP | UTL | 913259107 | $2.3M | 1.58% | 43,327 | SH |
| 15 | AMAZON COM INC | AMZN | 023135106 | $2.1M | 1.49% | 10,231 | SH |
| 16 | PROCTER & GAMBLE CO | PG | 742718109 | $1.9M | 1.34% | 13,321 | SH |
| 17 | CISCO SYS INC | CSCO | 17275R102 | $1.5M | 1.06% | 19,677 | SH |
| 18 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $1.2M | 0.83% | 48,125 | SH |
| 19 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $1.1M | 0.76% | 21,667 | SH |
| 20 | VANGUARD INDEX FDS | VO | 922908629 | $1.0M | 0.72% | 3,617 | SH |
| 21 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $1.0M | 0.71% | 33,046 | SH |
| 22 | KKR & CO INC | KKR | 48251W104 | $1.0M | 0.70% | 10,877 | SH |
| 23 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $961.1K | 0.67% | 17,782 | SH |
| 24 | EXXON MOBIL CORP | XOM | 30231G102 | $931.6K | 0.65% | 5,491 | SH |
| 25 | DISNEY WALT CO | DIS | 254687106 | $931.5K | 0.65% | 9,665 | SH |
| 26 | ISHARES TR Put | TLT | 464287432 | $866.9K | 0.60% | 10,000 | SH |
| 27 | SPDR GOLD TR | GLD | 78463V107 | $805.3K | 0.56% | 1,871 | SH |
| 28 | NVIDIA CORPORATION | NVDA | 67066G104 | $790.5K | 0.55% | 4,532 | SH |
| 29 | CONSOLIDATED EDISON INC | ED | 209115104 | $586.7K | 0.41% | 5,184 | SH |
| 30 | BOSTON BEER INC | SAM | 100557107 | $576.0K | 0.40% | 2,500 | SH |
| 31 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $569.1K | 0.40% | 2,348 | SH |
| 32 | KINDER MORGAN INC DEL | KMI | 49456B101 | $519.2K | 0.36% | 15,486 | SH |
| 33 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $490.8K | 0.34% | 19,554 | SH |
| 34 | ISHARES TR | IWF | 464287614 | $482.7K | 0.34% | 1,132 | SH |
| 35 | ELI LILLY & CO | LLY | 532457108 | $401.3K | 0.28% | 436 | SH |
| 36 | ISHARES TR | IWB | 464287622 | $378.0K | 0.26% | 1,060 | SH |
| 37 | ISHARES TR | SHY | 464287457 | $337.9K | 0.24% | 4,092 | SH |
| 38 | VANGUARD INDEX FDS | VTI | 922908769 | $324.3K | 0.23% | 1,011 | SH |
| 39 | ISHARES TR | EEM | 464287234 | $308.9K | 0.22% | 5,440 | SH |
| 40 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $302.2K | 0.21% | 6,122 | SH |
| 41 | ABBVIE INC | ABBV | 00287Y109 | $272.9K | 0.19% | 1,255 | SH |
| 42 | FORD MTR CO | F | 345370860 | $271.2K | 0.19% | 23,502 | SH |
| 43 | NETFLIX INC. | NFLX | 64110L106 | $269.5K | 0.19% | 2,802 | SH |
| 44 | PEMBINA PIPELINE CORP | PBA | 706327103 | $249.4K | 0.17% | 5,572 | SH |
| 45 | STARBUCKS CORP | SBUX | 855244109 | $237.3K | 0.17% | 2,648 | SH |
| 46 | ANNALY CAPITAL MANAGEMENT IN | NLY | 035710839 | $230.0K | 0.16% | 10,874 | SH |
| 47 | ISHARES TR | TIP | 464287176 | $228.3K | 0.16% | 2,068 | SH |
| 48 | JOHNSON & JOHNSON | JNJ | 478160104 | $225.9K | 0.16% | 924 | SH |
| 49 | ISHARES TR | IJR | 464287804 | $206.2K | 0.14% | 1,659 | SH |
| 50 | INVESCO QQQ TR | QQQ | 46090E103 | $202.0K | 0.14% | 350 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-22 | $143.4M | 50 | 0001172661-26-001521 |
| 2025-12-31 | 2026-01-21 | $184.8M | 49 | 0001172661-26-000240 |