Wernau Asset Management Inc. — 13F Holdings & Portfolio
CIK 2053236 · latest 13F-HR filed 2026-07-31
Wernau Asset Management Inc. manages $192.5M in 13F-reported U.S. long-equity assets across 51 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (35.96%), AAPL (13.68%), AAPL (9.17%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 2 new positions, exited 1, added to 27, and trimmed 8.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
GLOUCESTER, MA 01930
$192.5M
Long-equity book
51
Distinct positions
2026-06-30
Filed 2026-07-31
+2 / −1 / ↑27 / ↓8
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- APPLE INC$2.6M +10.9%
- ALPHABET INC$1.5M +22.4%
- STATE STR SPDR S&P 500 ETF T$1.5M +13.2%
- CISCO SYS INC$729.3K +47.8%
- BANK OF AMER CORP$689.7K +17.1%
Top Trims
- AT&T INC-$670.4K -28.0%
- PFIZER INC-$319.0K -10.0%
- EXXON MOBIL CORP-$209.4K -22.5%
- VERIZON COMMUNICATIONS INC-$154.3K -14.2%
- ISHARES TR-$140.4K -37.2%
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $69.2M | 35.96% | 92,700 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $26.3M | 13.68% | 91,042 | SH |
| 3 | APPLE INC Put | AAPL | 037833100 | $17.7M | 9.17% | 61,000 | SH |
| 4 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $12.6M | 6.54% | 16,859 | SH |
| 5 | ALPHABET INC | GOOG | 02079K107 | $8.0M | 4.18% | 22,770 | SH |
| 6 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $7.3M | 3.79% | 14,583 | SH |
| 7 | MICROSOFT CORP | MSFT | 594918104 | $4.8M | 2.50% | 12,915 | SH |
| 8 | BANK OF AMER CORP | BAC | 060505104 | $4.7M | 2.46% | 82,955 | SH |
| 9 | ALPHABET INC | GOOGL | 02079K305 | $3.6M | 1.86% | 10,006 | SH |
| 10 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.2M | 1.67% | 9,835 | SH |
| 11 | VANGUARD SCOTTSDALE FDS | VTWO | 92206C664 | $2.9M | 1.50% | 23,800 | SH |
| 12 | PFIZER INC | PFE | 717081103 | $2.9M | 1.50% | 119,725 | SH |
| 13 | AMAZON COM INC | AMZN | 023135106 | $2.5M | 1.28% | 10,298 | SH |
| 14 | UNITIL CORP | UTL | 913259107 | $2.3M | 1.22% | 44,526 | SH |
| 15 | CISCO SYS INC | CSCO | 17275R102 | $2.3M | 1.17% | 19,207 | SH |
| 16 | PROCTER & GAMBLE CO | PG | 742718109 | $2.0M | 1.03% | 13,480 | SH |
| 17 | AT&T INC | T | 00206R102 | $1.7M | 0.90% | 83,453 | SH |
| 18 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $1.4M | 0.71% | 49,588 | SH |
| 19 | VANGUARD INDEX FDS | VO | 922908629 | $1.2M | 0.63% | 14,981 | SH |
| 20 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $1.1M | 0.56% | 33,994 | SH |
| 21 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $1.1M | 0.55% | 17,816 | SH |
| 22 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.1M | 0.55% | 5,295 | SH |
| 23 | KKR & CO INC | KKR | 48251W104 | $1.0M | 0.53% | 11,030 | SH |
| 24 | DISNEY WALT CO | DIS | 254687106 | $938.0K | 0.49% | 9,745 | SH |
| 25 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $933.4K | 0.48% | 22,046 | SH |
| 26 | EXXON MOBIL CORP | XOM | 30231G102 | $722.2K | 0.38% | 5,282 | SH |
| 27 | SPDR GOLD TR | GLD | 78463V107 | $704.1K | 0.37% | 1,911 | SH |
| 28 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $609.1K | 0.32% | 2,166 | SH |
| 29 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $566.3K | 0.29% | 19,554 | SH |
| 30 | CONSOLIDATED EDISON INC | ED | 209115104 | $564.7K | 0.29% | 5,104 | SH |
| 31 | ISHARES TR | IWF | 464287614 | $562.2K | 0.29% | 4,528 | SH |
| 32 | KINDER MORGAN INC DEL | KMI | 49456B101 | $506.3K | 0.26% | 15,835 | SH |
| 33 | ELI LILLY & CO | LLY | 532457108 | $497.0K | 0.26% | 414 | SH |
| 34 | BOSTON BEER INC | SAM | 100557107 | $442.6K | 0.23% | 2,500 | SH |
| 35 | VANGUARD INDEX FDS | VTI | 922908769 | $374.9K | 0.19% | 1,013 | SH |
| 36 | ISHARES TR | EEM | 464287234 | $363.7K | 0.19% | 5,316 | SH |
| 37 | ISHARES TR | SHY | 464287457 | $345.4K | 0.18% | 4,207 | SH |
| 38 | FORD MTR CO | F | 345370860 | $330.9K | 0.17% | 23,805 | SH |
| 39 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $328.2K | 0.17% | 6,122 | SH |
| 40 | ABBVIE INC | ABBV | 00287Y109 | $322.9K | 0.17% | 1,283 | SH |
| 41 | STARBUCKS CORP | SBUX | 855244109 | $284.7K | 0.15% | 2,785 | SH |
| 42 | INVESCO QQQ TR | QQQ | 46090E103 | $257.7K | 0.13% | 350 | SH |
| 43 | PEMBINA PIPELINE CORP | PBA | 706327103 | $257.7K | 0.13% | 5,572 | SH |
| 44 | ANNALY CAPITAL MANAGEMENT IN | NLY | 035710839 | $246.8K | 0.13% | 11,036 | SH |
| 45 | ISHARES TR | IWB | 464287622 | $237.5K | 0.12% | 580 | SH |
| 46 | ISHARES TR | TIP | 464287176 | $236.3K | 0.12% | 2,159 | SH |
| 47 | NETFLIX INC. | NFLX | 64110L106 | $235.9K | 0.12% | 3,304 | SH |
| 48 | JOHNSON & JOHNSON | JNJ | 478160104 | $234.7K | 0.12% | 924 | SH |
| 49 | ISHARES TR | IWD | 464287598 | $205.3K | 0.11% | 847 | SH |
| 50 | VANGUARD SCOTTSDALE FDS | VONV | 92206C714 | $200.4K | 0.10% | 1,885 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-31 | $192.5M | 51 | 0001172661-26-002995 |
| 2026-03-31 | 2026-04-22 | $143.4M | 50 | 0001172661-26-001521 |
| 2025-12-31 | 2026-01-21 | $184.8M | 49 | 0001172661-26-000240 |