Boreal Capital Management LLC — 13F Holdings & Portfolio
CIK 2080094 · latest 13F-HR filed 2026-05-14
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$122.9M
Long-equity book
Holdings
501
Distinct positions
Period
2026-03-31
Filed 2026-05-14
Q/Q Activity
+13 / −27 / ↑161 / ↓219
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- NVIDIA Corp. COM$1.7M +28.3%
- Amazon.com, Inc. COM$448.8K +9.2%
- Taiwan Semiconductor Manufacturing Co., Ltd. SPONSORED ADS$420.6K +28.6%
- ASML Holding N.V. N Y REGISTRY SHS$403.5K +18.2%
- Berkshire Hathaway Inc. CL B NEW$352.6K +27.7%
Top Trims
- Spdr Gold Trust GOLD SHS-$1.6M -88.9%
- Invesco QQQ Trust, Series 1 UNIT SER 1-$1.1M -29.7%
- iShares Trust CORE S&P500 ETF-$800.1K -87.5%
- J P Morgan Exchange Traded Fund Trust NASDAQ EQUITY PREMIUM INCOME ETF-$775.5K -36.8%
- J P Morgan Exchange Traded Fund Trust EQUITY PREMIUM INCOME ETF-$680.2K -33.1%
New Positions
- Riot Platforms Inc COM$1.9M
- Abrdn Gold ETF Trust PHYSICAL GOLD SHARES ETF$516.8K
- Micron Technology Inc. COM$236.6K
- Sandisk Corporation COM$209.7K
- Applied Materials Inc. COM$121.7K
Exited Positions
- CORE S&P US VLU$527.4K
- COM NEW$323.9K
- S&P500 LOW VOL$243.3K
- SHS BEN INT$210.7K
- COM$204.1K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA Corp. COM | NVDA | 67066G104 | $7.5M | 6.11% | 43,051 | SH |
| 2 | Amazon.com, Inc. COM | AMZN | 023135106 | $5.3M | 4.34% | 25,647 | SH |
| 3 | Apple Inc. COM | AAPL | 037833100 | $4.9M | 3.97% | 19,255 | SH |
| 4 | Microsoft Corp. COM | MSFT | 594918104 | $3.9M | 3.16% | 10,489 | SH |
| 5 | iShares Trust 7-10 YEAR TREASURY BOND ETF | IEF | 464287440 | $3.7M | 3.01% | 38,835 | PRN |
| 6 | Vanguard Index Funds S&P 500 ETF SHS | VOO | 922908363 | $3.2M | 2.58% | 5,303 | SH |
| 7 | Alphabet Inc. CAP STK CL A | GOOGL | 02079K305 | $3.1M | 2.56% | 10,938 | SH |
| 8 | iShares Trust MSCI USA QUALITY FACTOR ETF | QUAL | 46432F339 | $2.8M | 2.31% | 14,810 | SH |
| 9 | Broadcom Inc COM | AVGO | 11135F101 | $2.7M | 2.23% | 8,852 | SH |
| 10 | Invesco QQQ Trust, Series 1 UNIT SER 1 | QQQ | 46090E103 | $2.7M | 2.18% | 4,639 | SH |
| 11 | ASML Holding N.V. N Y REGISTRY SHS | ASML | N07059210 | $2.6M | 2.13% | 1,987 | SH |
| 12 | State Street Spdr S&p 500 Etf Trust TR UNIT | SPY | 78462F103 | $2.3M | 1.91% | 1 | SH |
| 13 | Meta Platforms Inc CL A | META | 30303M102 | $2.3M | 1.85% | 3,979 | SH |
| 14 | Visa Inc COM CL A | V | 92826C839 | $2.0M | 1.59% | 6,452 | SH |
| 15 | Riot Platforms Inc COM | RIOT | 767292105 | $1.9M | 1.56% | 154,700 | SH |
| 16 | Taiwan Semiconductor Manufacturing Co., Ltd. SPONSORED ADS | TSM | 874039100 | $1.9M | 1.54% | 5,580 | SH |
| 17 | Berkshire Hathaway Inc. CL B NEW | BRK.B | 084670702 | $1.6M | 1.32% | 3,397 | SH |
| 18 | Select Sector Spdr Trust STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF | XLK | 81369Y803 | $1.6M | 1.26% | 11,665 | SH |
| 19 | iShares Bitcoin Trust ETF SHS BEN INT | IBIT | 46438F101 | $1.5M | 1.20% | 38,500 | PRN |
| 20 | The Progressive Corporation COM | PGR | 743315103 | $1.4M | 1.14% | 7,094 | SH |
| 21 | J P Morgan Exchange Traded Fund Trust EQUITY PREMIUM INCOME ETF | JEPI | 46641Q332 | $1.4M | 1.12% | 24,214 | SH |
| 22 | iShares Trust BROAD USD HIGH | USHY | 46435U853 | $1.3M | 1.09% | 1 | PRN |
| 23 | J P Morgan Exchange Traded Fund Trust NASDAQ EQUITY PREMIUM INCOME ETF | JEPQ | 46654Q203 | $1.3M | 1.09% | 24,032 | SH |
| 24 | iShares Trust IBOXX INV CP ETF | LQD | 464287242 | $1.3M | 1.03% | 11,650 | PRN |
| 25 | MSCI Inc. COM | MSCI | 55354G100 | $1.2M | 0.98% | 2,225 | SH |
| 26 | S&P Global Inc COM | SPGI | 78409V104 | $1.2M | 0.97% | 2,803 | SH |
| 27 | Waste Connections Inc. COM | WCN | 94106B101 | $1.2M | 0.95% | 7,206 | SH |
| 28 | MasterCard Incorporated CL A | MA | 57636Q104 | $1.1M | 0.89% | 2,184 | SH |
| 29 | Vanguard Scottsdale Funds SHRT TRM CORP BD | VCSH | 92206C409 | $1.1M | 0.88% | 13,685 | PRN |
| 30 | Murphy USA Inc. COM | MUSA | 626755102 | $1.0M | 0.83% | 1 | SH |
| 31 | Kinsale Capital Group Inc COM | KNSL | 49714P108 | $1.0M | 0.82% | 1 | SH |
| 32 | Old Dominion Freight Line Inc. COM | ODFL | 679580100 | $940.5K | 0.76% | 1 | SH |
| 33 | Nasdaq Inc COM | NDAQ | 631103108 | $905.7K | 0.74% | 10,669 | SH |
| 34 | UnitedHealth Group Inc. COM | UNH | 91324P102 | $862.6K | 0.70% | 3,188 | SH |
| 35 | Fair Isaac Corporation COM | FICO | 303250104 | $857.2K | 0.70% | 803 | SH |
| 36 | Dominos Pizza Inc. COM | DPZ | 25754A201 | $838.9K | 0.68% | 2,338 | SH |
| 37 | Ishares Inc MSCI SWITZERLAND | EWL | 464286749 | $799.6K | 0.65% | 13,596 | SH |
| 38 | O'Reilly Automotive Inc. COM | ORLY | 67103H107 | $798.0K | 0.65% | 8,645 | SH |
| 39 | The Sherwin-Williams Company COM | SHW | 824348106 | $736.9K | 0.60% | 2,299 | SH |
| 40 | Select Sector Spdr Trust STATE STREET ENERGY SELECT SECTOR SPDR ETF | XLE | 81369Y506 | $721.0K | 0.59% | 11,770 | SH |
| 41 | iShares Trust US HLTHCARE ETF | IYH | 464287762 | $720.9K | 0.59% | 11,695 | SH |
| 42 | Bank of America Corp. COM | BAC | 060505104 | $713.8K | 0.58% | 14,643 | SH |
| 43 | Palo Alto Networks Inc COM | PANW | 697435105 | $712.9K | 0.58% | 4,447 | SH |
| 44 | JPMorgan Chase & Co. COM | JPM | 46625H100 | $703.0K | 0.57% | 2,390 | SH |
| 45 | Aaon Inc COM PAR $0.004 | AAON | 000360206 | $697.5K | 0.57% | 8,429 | SH |
| 46 | Calamos Dynamic Conv & Income Fd COM | CCD | 12811V105 | $684.8K | 0.56% | 1 | PRN |
| 47 | Calamos Convertible Opportunities & Income Fund SH BEN INT | CHI | 128117108 | $684.4K | 0.56% | 1 | PRN |
| 48 | Pimco Corporate & Income Opportunity Fund COM | PTY | 72201B101 | $670.2K | 0.55% | 1 | PRN |
| 49 | Calamos Convertible & High Income Fund COM SHS | CHY | 12811P108 | $668.7K | 0.54% | 1 | PRN |
| 50 | Alliancebernstein Global High Income Fund Inc. COM | AWF | 01879R106 | $667.6K | 0.54% | 1 | PRN |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $122.9M | 501 | 0002080094-26-000005 |
| 2025-12-31 | 2026-02-17 | $132.6M | 515 | 0002080094-26-000004 |
| 2025-09-30 | 2026-02-13 | $124.2M | 525 | 0002080094-26-000003 |