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Stonebridge Financial Group, LLC/CA — 13F Holdings & Portfolio

CIK 2142299 · latest 13F-HR filed 2026-08-13

Backtest portfolio

Stonebridge Financial Group, LLC/CA manages $722.2M in 13F-reported U.S. long-equity assets across 310 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQ (7.01%), BRK.B (4.33%), AAPL (4.09%).

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$722.2M

Long-equity book

Holdings
310

Distinct positions

Period
2026-06-30

Filed 2026-08-13

Q/Q Activity
—

no prior filing cached

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
QQQ7.0%BRK.B4.3%AAPL4.1%QQQM3.8%NVDA3.2%FEZ3.1%SMH3.0%AMZN2.9%GOOGL2.8%RDVY2.2%COST2.0%SOXX2.0%PWR1.8%AMD1.7%JAAA1.6%XLV1.5%AVGO1.5%VEA1.4%XLU1.4%PANW1.4%MU1.1%DXJ1.1%GOOG1.1%ACYN1.0%TSM1.0%ACYS1.0%SCHD0.9%SDVY0.9%V0.8%AIRR0.7%VOO0.7%VCSH0.7%ITA0.7%PAAA0.7%IBKR0.6%XLP0.6%CRWD0.6%WM0.6%CEG0.6%MSFT0.6%GS0.6%BIV0.6%PSH0.6%IYW0.5%JPM0.5%SPY0.5%EWBC0.5%SDY0.5%C0.5%NFLX0.4%HON0.4%HONA0.4%PLTR0.4%GLW0.4%GEV0.4%ALL0.4%WPM0.4%BX0.4%THG0.4%JEPQ0.4%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

1 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 36.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 18, 2026.

Assets Under Management
$11.83B
Discretionary
$11.83B
Employees
15
Accounts
3,739
Address
10 WESTPORT ROAD
SUITE C101
WILTON, CT 06897-4543
Phone
(203) 762-0004
Website
This firm reports 3 disclosure items on its registration.
Name Title / Status Ownership Type
ADDONIZIO, SAMANTHA ControlCHIEF COMPLIANCE OFFICER & COUNSEL
since Jun 2024
Less than 5%Individual
BOWEN, JAMES, ALLEN ControlCHAIRMAN OF THE BOARD
since Dec 2004
Less than 5%Individual
DYKAS, JAMES, MARTIN ControlCHIEF FINANCIAL OFFICER
since Jan 2016
Less than 5%Individual
FIRST TRUST CAPITAL PARTNERS LLC ControlMEMBER/SHAREHOLDER/CLASS A
since Jan 2016
50–75%Domestic Entity
FLEMING, SCOTT, THOMAS ControlCHIEF EXECUTIVE OFFICER
since Dec 2004
Less than 5%Individual
JARDINE, WILLIAM, SCOTT ControlSECRETARY
since Dec 2004
Less than 5%Individual
MCGAREL, DAVID, GERARD ControlDIRECTOR
since Jan 2016
Less than 5%Individual
PRICHARD, CRAIG, STEPHEN ControlDIRECTOR
since Jul 2007
Less than 5%Individual
STONEBRIDGE ASSET MANAGEMENT,LLC ControlMEMBER/SHAREHOLDER/CLASS B
since Dec 2004
25–50%Domestic Entity
GRACI, ANGELO, DOMINICKEVP, PM
since Jan 2022
Less than 5%Individual
WEAVER, ERIC, DAVIDEVP, PM
since Jan 2020
Less than 5%Individual
WOLF, ROBERT, ALLENEVP, CIO
since Jan 2018
Less than 5%Individual
AJM VENTURES LLC Control
Indirect owner via THE CHARGER CORPORATION
SHAREHOLDER
since Oct 2010
75% or moreDomestic Entity
BOWEN, JAMES, ALLEN Control
Indirect owner via AJM VENTURES LLC
SOLE SHAREHOLDER
since Oct 2010
75% or moreIndividual
FLEMING, SCOTT, THOMAS Control
Indirect owner via STONEBRIDGE ASSET MANAGEMENT, LLC
OWNER
since Jan 2003
75% or moreIndividual
THE CHARGER CORPORATION Control
Indirect owner via GRACE PARTNERS OF DUPAGE L.P.
GENERAL PARTNER
since Aug 1991
General partner, trustee or managerDomestic Entity
THE CHARGER CORPORATION Control
Indirect owner via FIRST TRUST CAPITAL PARTNERS LLC
MANAGING MEMBER
since Aug 2006
General partner, trustee or managerDomestic Entity
GRACE PARTNERS OF DUPAGE L.P.
Indirect owner via FIRST TRUST CAPITAL PARTNERS LLC
NON-MANAGING MEMBER
since Aug 2006
75% or moreDomestic Entity
Ownership & leadership changes · 6 filings with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jun 12, 2024 filing
  • No longer listedBRANCAZIO, CHRISTOPHER, JOHN · CCO · Less than 5% · listed since Apr 2023
  • AddedADDONIZIO, SAMANTHA · CHIEF COMPLIANCE OFFICER & COUNSEL · Less than 5% · control person
Mar 22, 2024 filing
  • AddedGRACI, ANGELO, DOMINICK · EVP, PM · Less than 5%
  • AddedWEAVER, ERIC, DAVID · EVP, PM · Less than 5%
  • AddedWOLF, ROBERT, ALLEN · EVP, CIO · Less than 5%
Apr 26, 2023 filing
  • No longer listedMOONEY, ABIGAIL, KATZEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2022
  • AddedBRANCAZIO, CHRISTOPHER, JOHN · CCO · Less than 5%
Mar 31, 2023 filing
  • AddedMCGAREL, DAVID, GERARD · DIRECTOR · Less than 5% · control person
Jan 3, 2023 filing
  • No longer listedDE VORE, STEPHEN, LANE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2011
  • AddedMOONEY, ABIGAIL, KATZEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jan 29, 2016 filing
  • No longer listedBRADLEY, MARK, RAYMOND · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Dec 2004
  • No longer listedFIRST TRUST PORTFOLIOS L.P. · MEMBER/SHAREHOLDER/CLASS A · 50–75% · control person · listed since Dec 2004
  • No longer listedGRACE PARTNERS OF DUPAGE L.P. · LIMITED PARTNER · 75% or more · indirect via FIRST TRUST PORTFOLIOS L.P. · listed since Aug 1991
  • No longer listedTHE CHARGER CORPORATION · GENERAL PARTNER · General partner, trustee or manager · indirect via FIRST TRUST PORTFOLIOS L.P. · control person · listed since May 1991
  • AddedDYKAS, JAMES, MARTIN · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • AddedFIRST TRUST CAPITAL PARTNERS LLC · MEMBER/SHAREHOLDER/CLASS A · 50–75% · control person
  • AddedGRACE PARTNERS OF DUPAGE L.P. · NON-MANAGING MEMBER · 75% or more · indirect via FIRST TRUST CAPITAL PARTNERS LLC
  • AddedTHE CHARGER CORPORATION · MANAGING MEMBER · General partner, trustee or manager · indirect via FIRST TRUST CAPITAL PARTNERS LLC · control person
Mar 29, 2012 filing (earliest on record)
  • ListedAJM VENTURES LLC · SHAREHOLDER · 75% or more · indirect via THE CHARGER CORPORATION · control person
  • ListedBOWEN, JAMES, ALLEN · CHAIRMAN OF THE BOARD · Less than 5% · control person
  • ListedBOWEN, JAMES, ALLEN · SOLE SHAREHOLDER · 75% or more · indirect via AJM VENTURES LLC · control person
  • ListedBRADLEY, MARK, RAYMOND · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ListedDE VORE, STEPHEN, LANE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedFIRST TRUST PORTFOLIOS L.P. · MEMBER/SHAREHOLDER/CLASS A · 50–75% · control person
  • ListedFLEMING, SCOTT, THOMAS · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
  • ListedFLEMING, SCOTT, THOMAS · OWNER · 75% or more · indirect via STONEBRIDGE ASSET MANAGEMENT, LLC · control person
  • ListedGRACE PARTNERS OF DUPAGE L.P. · LIMITED PARTNER · 75% or more · indirect via FIRST TRUST PORTFOLIOS L.P.
  • ListedJARDINE, WILLIAM, SCOTT · SECRETARY · Less than 5% · control person
  • ListedPRICHARD, CRAIG, STEPHEN · DIRECTOR · Less than 5% · control person
  • ListedSTONEBRIDGE ASSET MANAGEMENT,LLC · MEMBER/SHAREHOLDER/CLASS B · 25–50% · control person
  • ListedTHE CHARGER CORPORATION · GENERAL PARTNER · General partner, trustee or manager · indirect via GRACE PARTNERS OF DUPAGE L.P. · control person
  • ListedTHE CHARGER CORPORATION · GENERAL PARTNER · General partner, trustee or manager · indirect via FIRST TRUST PORTFOLIOS L.P. · control person

Top Adds (vs prior quarter)

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Top Trims

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New Positions

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Exited Positions

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Stonebridge Financial Group, LLC/CA Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $50.6M 7.01% 68,758 SH
2 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $31.2M 4.33% 62,438 SH
3 APPLE INC COM AAPL 037833100 $29.5M 4.09% 101,970 SH
4 INVESCO NASDAQ 100 QQQM 46138G649 $27.1M 3.76% 89,512 SH
5 NVIDIA CORPORATION COM NVDA 67066G104 $22.9M 3.17% 114,370 SH
6 STATE ST SPDR EURO STOXX 50 FEZ 78463X202 $22.5M 3.12% 328,003 SH
7 VANECK SEMI COND SMH 92189F676 $22.0M 3.04% 33,528 SH
8 AMAZON COM INC COM AMZN 023135106 $21.0M 2.91% 88,107 SH
9 ALPHABET INC CAP STK CL A GOOGL 02079K305 $20.5M 2.84% 57,321 SH
10 FRST TST RISING DIV ACHIEVERS RDVY 33738R506 $15.8M 2.18% 194,317 SH
11 COSTCO WHOLESALE CORPORATION COM COST 22160K105 $14.5M 2.01% 15,537 SH
12 ISHARES TR ISHARES SEMICDTR SOXX 464287523 $14.5M 2.00% 22,574 SH
13 QUANTA SVCS INC COM PWR 74762E102 $13.1M 1.82% 18,251 SH
14 ADVANCED MICRO DEVICES INC COM AMD 007903107 $12.1M 1.68% 20,850 SH
15 JANUS HENDERSON AAA CLO JAAA 47103U845 $11.9M 1.65% 234,566 SH
16 STATE ST HEALTH CARE SEL SECTR SPDR XLV 81369Y209 $11.1M 1.53% 69,664 SH
17 BROADCOM INC COM AVGO 11135F101 $10.8M 1.50% 28,587 SH
18 VNGRD FTSE DEV MKTS VEA 921943858 $10.3M 1.43% 144,751 SH
19 STATE ST UTILITIES SEL SECTR SPDR XLU 81369Y886 $10.2M 1.41% 223,948 SH
20 PALO ALTO NETWORKS INC COM PANW 697435105 $10.0M 1.39% 29,371 SH
21 MICRON TECH INC COM MU 595112103 $7.9M 1.10% 6,877 SH
22 WISDOMTREE JAPAN HEDGED EQY DXJ 97717W851 $7.7M 1.06% 44,095 SH
23 ALPHABET INC CAP STK CL C GOOG 02079K107 $7.6M 1.06% 21,632 SH
24 FT VEST LAD AUTO CALL BARRIER ACYN 33733E690 $7.1M 0.99% 342,847 SH
25 TAIWAN SEMI COND MANUFACT SPNSD ADS TSM 874039100 $7.1M 0.98% 14,739 SH
26 FT VEST LAD AUTO CALL BARRIER and RESILIENT INC ACYS 33733E641 $7.0M 0.97% 340,216 SH
27 SCH US DIV EQY SCHD 808524797 $6.7M 0.92% 210,424 SH
28 FRST TST SMID CAP RISING DIV ACHIEVERS SDVY 33741X102 $6.5M 0.91% 151,667 SH
29 VISA INC COM CL A V 92826C839 $6.1M 0.85% 17,795 SH
30 FRST TST RBA AMERICAN INDUSTRIAL RENAISSANCE AIRR 33738R704 $5.3M 0.74% 40,091 SH
31 VNGRD SP 500 VOO 922908363 $5.2M 0.72% 7,553 SH
32 VNGRD SHORT-TERM CORP BND VCSH 92206C409 $5.2M 0.72% 65,538 SH
33 ISHARES U.S. AEROSPACE and DEFENSE ITA 464288760 $4.9M 0.67% 20,067 SH
34 PGIM AAA CLO PAAA 69344A834 $4.8M 0.66% 92,642 SH
35 INTERACTIVE BROKERS GROUP INC COM CL A IBKR 45841N107 $4.7M 0.64% 53,458 SH
36 STATE ST CONS STAPLES SEL SECTR SPDR XLP 81369Y308 $4.6M 0.64% 55,493 SH
37 CROWDSTRIKE HLDGS INC CL A CRWD 22788C105 $4.5M 0.62% 5,895 SH
38 WASTE MGMT INC DEL COM WM 94106L109 $4.4M 0.61% 19,924 SH
39 CONSTELLATION ENERGY CORP COM CEG 21037T109 $4.4M 0.61% 17,703 SH
40 MICROSOFT CORP COM MSFT 594918104 $4.3M 0.59% 11,483 SH
41 GOLDMAN SACHS GROUP INC COM GS 38141G104 $4.3M 0.59% 4,234 SH
42 VNGRD INT-TERM BND BIV 921937819 $4.1M 0.57% 53,563 SH
43 PGIM SHORT DURATION HIGH YIELD PSH 69344A784 $4.0M 0.56% 81,098 SH
44 ISHARES U.S. TECH IYW 464287721 $3.6M 0.50% 14,238 SH
45 JPMORGAN CHASE and CO COM JPM 46625H100 $3.6M 0.50% 10,963 SH
46 STATE ST SPDR SP 500 SPY 78462F103 $3.4M 0.48% 4,601 SH
47 EAST WEST BANCORP INC COM EWBC 27579R104 $3.4M 0.47% 26,385 SH
48 STATE ST SPDR SP DIV SDY 78464A763 $3.4M 0.47% 22,236 SH
49 CITIGROUP INC COM NEW C 172967424 $3.3M 0.46% 23,635 SH
50 NETFLIX INC. COM NFLX 64110L106 $3.2M 0.44% 44,768 SH
Filer Information
Address
100 SMITH RANCH ROAD
SUITE 112
SAN RAFAEL, CA 94903
Phone
(415) 461-4961
Filing Manager
Stonebridge Financial Group, LLC/CA
SAN RAFAEL, CA
Signatory
Rod Ehrlich
Consultant