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Aspen Private Advisors, LLC — 13F Holdings & Portfolio

CIK 2143677 · latest 13F-HR filed 2026-10-27

Backtest portfolio

Aspen Private Advisors, LLC manages $100.9M in 13F-reported U.S. long-equity assets across 17 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AVUS (34.19%), DFAX (27.42%), USMV (16.70%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 11 new positions and exited 1; 1 existing position rose in reported value and 0 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$100.9M

Long-equity book

Holdings
17

Distinct positions

Period
2026-09-30

Filed 2026-10-27

Q/Q Activity
+11 / −1 / ↑1 / ↓0

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
AVUS34.2% · -2%DFAX27.4% · -2%USMV16.7% · -2%DUHP14.2% · -2%JAAA3.9% · +15%IVV0.8% · 0%VTI0.3% · 0%IBMP0.2% · newIBTI0.2% · newIBMQ0.2% · newIBTH0.2% · newIBMS0.2% · newIBTJ0.2% · newIBTL0.2% · newIBMR0.2% · newIBTK0.2% · newIBMT0.2% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

2 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 98.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 26, 2026.

Assets Under Management
$199.9M
Discretionary
$199.9M
Employees
5
Accounts
475
Address
5201 SOUTH WESTERN AVENUE
SUITE 103
SIOUX FALLS, SD 57108
Phone
(605) 951-9620
Website
Name Title / Status Ownership Type
DATHE, TODD, ROBERT ControlMANAGING MEMBER & CHIEF COMPLIANCE OFFICER
since Jul 2018
Less than 5%Individual
SORENSON, JEREMY, JAMES ControlMANAGING MEMBER
since Jul 2018
Less than 5%Individual
ASPEN HOLDINGS, LLCOWNER
since Jan 2021
75% or moreDomestic Entity
DATHE, TODD, ROBERT Control
Indirect owner via ASPEN HOLDINGS, LLC
OWNER
since Jan 2021
50–75%Individual
SORENSON, JEREMY, JAMES Control
Indirect owner via ASPEN HOLDINGS, LLC
OWNER
since Jan 2021
25–50%Individual
Ownership & leadership changes · 2 filings with changes since Jul 11, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 9, 2021 filing
  • AddedASPEN HOLDINGS, LLC · OWNER · 75% or more
  • AddedDATHE, TODD, ROBERT · OWNER · 50–75% · indirect via ASPEN HOLDINGS, LLC · control person
  • AddedSORENSON, JEREMY, JAMES · OWNER · 25–50% · indirect via ASPEN HOLDINGS, LLC · control person
  • ChangedDATHE, TODD, ROBERT · ownership 50–75% → Less than 5%
  • ChangedSORENSON, JEREMY, JAMES · ownership 25–50% → Less than 5%
Nov 19, 2018 filing
  • ChangedDATHE, TODD, ROBERT · ownership 75% or more → 50–75%
  • ChangedSORENSON, JEREMY, JAMES · ownership 10–25% → 25–50%; now a control person
Jul 11, 2018 filing (earliest on record)
  • ListedDATHE, TODD, ROBERT · MANAGING MEMBER & CHIEF COMPLIANCE OFFICER · 75% or more · control person
  • ListedSORENSON, JEREMY, JAMES · MANAGING MEMBER · 10–25%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 1 →

Top Trims

  • No decreased positions.
Show all 0 →

New Positions

Show all 11 →

Exited Positions

Show all 1 →

Aspen Private Advisors, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 AMERICAN CENTY ETF TR AVUS 025072885 $34.5M 34.19% 269,281 SH
2 DIMENSIONAL ETF TRUST DFAX 25434V880 $27.7M 27.42% 747,259 SH
3 ISHARES TR USMV 46429B697 $16.8M 16.70% 172,916 SH
4 DFA INVT DIMENSIONS GROUP IN DUHP 25239Y196 $14.4M 14.24% 342,933 SH
5 JANUS DETROIT STR TR JAAA 47103U845 $3.9M 3.91% 78,193 SH
6 ISHARES TR IVV 464287200 $811.8K 0.80% 1,060 SH
7 VANGUARD INDEX FDS VTI 922908769 $264.2K 0.26% 706 SH
8 ISHARES TR IBMP 46435U283 $252.4K 0.25% 10,000 SH
9 ISHARES TR IBTI 46436E833 $252.0K 0.25% 11,500 SH
10 ISHARES TR IBMQ 46435U325 $251.4K 0.25% 10,000 SH
11 ISHARES TR IBTH 46436E841 $251.1K 0.25% 11,250 SH
12 ISHARES TR IBMS 46438G687 $250.0K 0.25% 10,000 SH
13 ISHARES TR IBTJ 46436E825 $249.4K 0.25% 11,750 SH
14 ISHARES TR IBTL 46436E460 $248.2K 0.25% 12,750 SH
15 ISHARES TR IBMR 46436E163 $247.3K 0.25% 10,000 SH
16 ISHARES TR IBTK 46436E593 $246.9K 0.24% 13,000 SH
17 ISHARES TR IBMT 46438G356 $246.6K 0.24% 10,000 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-27 $100.9M 17 0001172661-26-004721
2026-06-30 2026-07-31 $99.7M 7 0001172661-26-002978
Filer Information
Address
5201 S WESTERN AVE
SUITE 103
SIOUX FALLS, SD 57108
Phone
(605) 951-9620
Filing Manager
Aspen Private Advisors, LLC
SIOUX FALLS, SD
Signatory
TODD DATHE
CHIEF COMPLIANCE OFFICER