ROTHSCHILD INVESTMENT LLC — 13F Holdings & Portfolio
CIK 85338 · latest 13F-HR filed 2026-05-07
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.91B
Long-equity book
Holdings
3,605
Distinct positions
Period
2026-03-31
Filed 2026-05-07
Q/Q Activity
+275 / −97 / ↑1970 / ↓845
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- EXXON MOBIL CORP COM$6.8M +39.7%
- NETFLIX INC. COM$5.1M +45.7%
- AMAZON COM INC COM$3.9M +14.8%
- PHILLIPS 66 COM$3.8M +71.2%
- JOHNSON & JOHNSON COM$3.7M +18.5%
Top Trims
- BLACKSTONE INC COM-$6.6M -21.9%
- NVIDIA CORPORATION COM-$5.7M -7.2%
- MICROSOFT CORP COM-$4.6M -13.5%
- TOPBUILD COR COM-$4.4M -80.2%
- JPMORGAN CHASE & CO COM-$4.1M -8.8%
New Positions
- ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF$8.6M
- INNOVATOR EQUITY DUAL DIRECTIONAL 15 BUFFER ETF - MARCH$1.1M
- CAPITAL GROUP CONSERVATIVE EQUITY ETF$711.0K
- CAPITAL GROUP U.S. LARGE GROWTH ETF$410.5K
- BLACKROCK MUNIHOLDINGS FD INC COM$271.0K
Exited Positions
- EATON VANCE MUN INCOME TR SH BEN INT$656.4K
- TEGNA INC COM$474.8K
- EXACT SCIENCES CORP COM$413.8K
- CONFLUENT INC CLASS A COM$333.2K
- SYNOVUS FINL CORP COM NEW$285.4K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $72.4M | 3.79% | 415,340 | SH |
| 2 | APPLE INC COM | AAPL | 037833100 | $67.0M | 3.50% | 264,002 | SH |
| 3 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $49.7M | 2.60% | 172,756 | SH |
| 4 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $42.0M | 2.19% | 142,747 | SH |
| 5 | INVESCO RAFI US 1000 ETF | PRF | 46137V613 | $30.6M | 1.60% | 643,009 | SH |
| 6 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $30.2M | 1.58% | 63,036 | SH |
| 7 | AMAZON COM INC COM | AMZN | 023135106 | $30.2M | 1.58% | 144,961 | SH |
| 8 | MICROSOFT CORP COM | MSFT | 594918104 | $29.2M | 1.53% | 78,974 | SH |
| 9 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $26.1M | 1.36% | 91,014 | SH |
| 10 | EXXON MOBIL CORP COM | XOM | 30231G102 | $24.0M | 1.25% | 141,473 | SH |
| 11 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $23.8M | 1.24% | 97,419 | SH |
| 12 | CAPITAL GROUP DIVIDEND GROWERS ETF | CGDG | 14021L109 | $23.7M | 1.24% | 660,932 | SH |
| 13 | BLACKSTONE INC COM | BX | 09260D107 | $23.6M | 1.23% | 205,139 | SH |
| 14 | ABBVIE INC COM | ABBV | 00287Y109 | $23.1M | 1.21% | 106,014 | SH |
| 15 | CHEVRON CORPORATION COM | CVX | 166764100 | $22.4M | 1.17% | 108,199 | SH |
| 16 | CAMBRIA FOREIGN SHAREHOLDER YIELD ETF | FYLD | 132061300 | $21.8M | 1.14% | 583,866 | SH |
| 17 | AVANTIS U.S. SMALL CAP VALUE ETF | AVUV | 025072877 | $21.2M | 1.11% | 191,935 | SH |
| 18 | COSTCO WHOLESALE CORPORATION COM | COST | 22160K105 | $20.9M | 1.09% | 21,008 | SH |
| 19 | CAMBRIA SHAREHOLDER YIELD ETF | SYLD | 132061201 | $20.8M | 1.09% | 275,419 | SH |
| 20 | AMGEN INC COM | AMGN | 031162100 | $20.5M | 1.07% | 58,225 | SH |
| 21 | JPMORGAN EQUITY PREMIUM INCOME ETF | JEPI | 46641Q332 | $19.8M | 1.04% | 349,632 | SH |
| 22 | STATE STREET SPDR S&P 500 ETF | SPY | 78462F103 | $18.7M | 0.98% | 28,821 | SH |
| 23 | VANGUARD DIVIDEND APPRECIATION ETF | VIG | 921908844 | $18.3M | 0.96% | 85,124 | SH |
| 24 | META PLATFORMS INC CL A | META | 30303M102 | $17.5M | 0.91% | 30,515 | SH |
| 25 | NETFLIX INC. COM | NFLX | 64110L106 | $16.3M | 0.85% | 169,683 | SH |
| 26 | CATERPILLAR INC COM | CAT | 149123101 | $16.2M | 0.85% | 22,845 | SH |
| 27 | HONEYWELL INTL INC COM | HON | 438516106 | $14.4M | 0.75% | 63,667 | SH |
| 28 | JPMORGAN BETABUILDERS INTERNATIONAL EQUITY ETF | BBIN | 46641Q373 | $14.2M | 0.74% | 194,077 | SH |
| 29 | GE AEROSPACE COM NEW | GE | 369604301 | $14.0M | 0.73% | 49,289 | SH |
| 30 | GENERAL DYNAMICS CORP COM | GD | 369550108 | $13.7M | 0.72% | 39,986 | SH |
| 31 | BROADCOM INC COM | AVGO | 11135F101 | $13.3M | 0.69% | 42,846 | SH |
| 32 | ILLINOIS TOOL WKS INC COM | ITW | 452308109 | $12.8M | 0.67% | 49,361 | SH |
| 33 | THERMO FISHER SCIENTIFIC INC COM | TMO | 883556102 | $12.6M | 0.66% | 25,700 | SH |
| 34 | CAPITAL GROUP DIVIDEND VALUE ETF | CGDV | 14020W106 | $12.5M | 0.65% | 293,226 | SH |
| 35 | PALO ALTO NETWORKS INC COM | PANW | 697435105 | $12.4M | 0.65% | 77,199 | SH |
| 36 | CAPITAL GROUP GLOBAL GROWTH EQUITY ETF | CGGO | 14020X104 | $12.3M | 0.64% | 367,839 | SH |
| 37 | ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | IGSB | 464288646 | $12.2M | 0.64% | 232,639 | SH |
| 38 | JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | JEPQ | 46654Q203 | $11.8M | 0.62% | 212,866 | SH |
| 39 | CISCO SYS INC COM | CSCO | 17275R102 | $11.8M | 0.61% | 151,594 | SH |
| 40 | MERCK & CO INC COM | MRK | 58933Y105 | $11.7M | 0.61% | 97,156 | SH |
| 41 | VANGUARD S&P 500 ETF | VOO | 922908363 | $11.1M | 0.58% | 18,575 | SH |
| 42 | ORACLE CORP COM | ORCL | 68389X105 | $11.1M | 0.58% | 75,395 | SH |
| 43 | GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF | PAVE | 37954Y673 | $10.8M | 0.57% | 213,107 | SH |
| 44 | DIGITAL RLTY TR INC COM | DLR | 253868103 | $10.4M | 0.54% | 57,502 | SH |
| 45 | CBOE GLOBAL MKTS INC COM | CBOE | 12503M108 | $10.3M | 0.54% | 36,563 | SH |
| 46 | VISA INC COM CL A | V | 92826C839 | $9.7M | 0.50% | 31,964 | SH |
| 47 | SOUTHERN CO COM | SO | 842587107 | $9.7M | 0.50% | 99,981 | SH |
| 48 | AMERICAN INTL GROUP INC COM NEW | AIG | 026874784 | $9.6M | 0.50% | 127,598 | SH |
| 49 | ELI LILLY & CO COM | LLY | 532457108 | $9.6M | 0.50% | 10,413 | SH |
| 50 | STRYKER CORPORATION COM | SYK | 863667101 | $9.6M | 0.50% | 29,109 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-07 | $1.91B | 3,605 | 0001104659-26-056790 |
| 2025-12-31 | 2026-02-10 | $1.82B | 3,428 | 0001104659-26-012215 |