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L.M. KOHN & COMPANY — 13F Holdings & Portfolio

CIK 870260 · latest 13F-HR filed 2025-11-04

Backtest portfolio

L.M. KOHN & COMPANY manages $83.2M in 13F-reported U.S. long-equity assets across 121 reported positions as of its 2025-09-30 13F-HR filing. Its largest disclosed positions are AAPL (6.01%), MSFT (4.88%), PG (4.25%). Quarter over quarter (versus its 2025-06-30 filing) the fund opened 3 new positions and exited 162; 16 existing positions rose in reported value and 81 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$83.2M

Long-equity book

Holdings
121

Distinct positions

Period
2025-09-30

Filed 2025-11-04

Q/Q Activity
+3 / −162 / ↑16 / ↓81

vs 2025-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 25
AAPL6.0% · -86%MSFT4.9% · -69%PG4.2% · -25%AMZN3.5% · -83%JPM3.0% · -55%GOOGL2.8% · -75%NVDA2.6% · -93%VOO2.6% · -71%COST2.2% · -86%BX2.0% · -26%BRK.B1.8% · -80%XLK1.7% · -11%SPHD1.4% · +11%QQQ1.4% · -79%CWB1.4% · -3%ORCL1.4% · -78%FTSM1.3% · -8%XLV1.3% · +19%XLU1.3% · +3%XOM1.3% · -45%BUFR1.3% · -80%VTI1.2% · -87%VIG1.1% · -10%ABBV1.1% · -44%SPY1.1% · -93%PH1.1% · 0%REGL1.1% · +20%XLP1.1% · -1%JNJ1.0% · -26%CAT1.0% · -23%LMT0.9% · -40%WMT0.9% · -75%BUFD0.9% · -2%CVX0.9% · -29%XLE0.8% · -4%MCD0.8% · -55%SMDV0.8% · +5%VNQ0.8% · -45%PEP0.7% · -64%NOBL0.7% · +24%VZ0.7% · -32%PM0.7% · -55%MA0.6% · -90%DIA0.6% · -38%IBM0.6% · +2%AMD0.6% · -38%SHW0.6% · -36%T0.6% · -14%PFE0.6% · -44%EMR0.6% · -19%UNP0.6% · -57%HD0.6% · -86%BIL0.6% · -88%MO0.5% · -37%BLK0.5% · -59%QCOM0.5% · -36%GDX0.5% · -19%CSCO0.5% · -52%V0.5% · -92%XLY0.5% · -23%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 25 → Q3 25

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

2 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 33.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 8, 2025.

Assets Under Management
$2.09B
Discretionary
$849.2M
Employees
85
Accounts
5,799
Address
10151 CARVER RD.
SUITE 100
CINCINNATI, OH 45242
Phone
(513) 792-0301
Website
This firm reports 4 disclosure items on its registration.
Name Title / Status Ownership Type
CHESS, ROBERT HUBERT JR ControlCHIEF COMPLIANCE OFFICER
since Oct 2024
Less than 5%Individual
HOLLISTER, CARL ROBERT ControlPRESIDENT
since Oct 2017
Less than 5%Individual
KOHN, ANDREW LEONARD ControlVICE-PRESIDENT/SECRETARY/ASSISTANT TREASURER
since Oct 2017
Less than 5%Individual
KOHN, LARRY MICHAEL ControlCEO/COB/TREASURER
since Nov 1990
75% or moreIndividual
Ownership & leadership changes · 5 filings with changes since Dec 21, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Oct 25, 2024 filing
  • No longer listedBELL, MIKE MARTIN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2022
  • No longer listedCHON, TIMOTHY BRYAN · CHIEF OPERATING OFFICER/ASST. SECRETARY · Less than 5% · control person · listed since Mar 2022
  • ChangedCHESS, ROBERT HUBERT JR · title DIRECTOR OF SUPERVISION → CHIEF COMPLIANCE OFFICER
Dec 19, 2023 filing
  • ChangedCHESS, ROBERT HUBERT JR · now a control person
Dec 11, 2023 filing
  • AddedCHESS, ROBERT HUBERT JR · DIRECTOR OF SUPERVISION · Less than 5%
Dec 14, 2022 filing
  • No longer listedDONNELLON, TERRENCE MICHAEL · SECRETARY · Less than 5% · control person · listed since Nov 1990
  • AddedBELL, MIKE MARTIN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • AddedCHON, TIMOTHY BRYAN · CHIEF OPERATING OFFICER/ASST. SECRETARY · Less than 5% · control person
  • ChangedHOLLISTER, CARL ROBERT · title PRESIDENT/CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER → PRESIDENT
  • ChangedKOHN, ANDREW LEONARD · title VP OF COMPLIANCE/ASST. SECRETARY-TREASURER → VICE-PRESIDENT/SECRETARY/ASSISTANT TREASURER
Dec 26, 2017 filing
  • AddedKOHN, ANDREW LEONARD · VP OF COMPLIANCE/ASST. SECRETARY-TREASURER · Less than 5% · control person
  • ChangedHOLLISTER, CARL ROBERT · title CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER → PRESIDENT/CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER
  • ChangedKOHN, LARRY MICHAEL · title PRESIDENT → CEO/COB/TREASURER
Dec 21, 2011 filing (earliest on record)
  • ListedDONNELLON, TERRENCE MICHAEL · SECRETARY · Less than 5% · control person
  • ListedHOLLISTER, CARL ROBERT · CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER · Less than 5% · control person
  • ListedKOHN, LARRY MICHAEL · PRESIDENT · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

L.M. KOHN & COMPANY Holdings (2025-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC COM AAPL 037833100 $5.0M 6.01% 19,622 SH
2 MICROSOFT CORP COM MSFT 594918104 $4.1M 4.88% 7,839 SH
3 PROCTER AND GAMBLE CO COM PG 742718109 $3.5M 4.25% 22,998 SH
4 AMAZON COM INC COM AMZN 023135106 $2.9M 3.50% 13,244 SH
5 JPMORGAN CHASE & CO. COM JPM 46625H100 $2.5M 3.05% 8,039 SH
6 ALPHABET INC CAP STK CL A GOOGL 02079K305 $2.3M 2.78% 9,504 SH
7 NVIDIA CORPORATION COM NVDA 67066G104 $2.2M 2.60% 11,605 SH
8 VANGUARD INDEX FDS S&P 500 ETF SHS VOO 922908363 $2.1M 2.56% 3,475 SH
9 COSTCO WHSL CORP NEW COM COST 22160K105 $1.8M 2.17% 1,954 SH
10 BLACKSTONE INC COM BX 09260D107 $1.6M 1.98% 9,630 SH
11 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $1.5M 1.83% 3,032 SH
12 SELECT SECTOR SPDR TR TECHNOLOGY XLK 81369Y803 $1.4M 1.68% 4,945 SH
13 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL SPHD 46138E362 $1.2M 1.42% 23,967 SH
14 INVESCO QQQ TR UNIT SER 1 QQQ 46090E103 $1.2M 1.42% 1,966 SH
15 SPDR SER TR BBG CONV SEC ETF CWB 78464A359 $1.1M 1.37% 12,558 SH
16 ORACLE CORP COM ORCL 68389X105 $1.1M 1.36% 4,030 SH
17 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW FTSM 33739Q408 $1.1M 1.35% 18,717 SH
18 SELECT SECTOR SPDR TR SBI HEALTHCARE XLV 81369Y209 $1.1M 1.32% 7,878 SH
19 SELECT SECTOR SPDR TR SBI INT-UTILS XLU 81369Y886 $1.1M 1.32% 12,565 SH
20 EXXON MOBIL CORP COM XOM 30231G102 $1.1M 1.32% 9,715 SH
21 FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED BUFR 33740F755 $1.1M 1.31% 32,608 SH
22 VANGUARD INDEX FDS TOTAL STK MKT VTI 922908769 $995.9K 1.20% 3,035 SH
23 VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG 921908844 $946.5K 1.14% 4,386 SH
24 ABBVIE INC COM ABBV 00287Y109 $934.7K 1.12% 4,037 SH
25 SPDR S&P 500 ETF TR TR UNIT SPY 78462F103 $927.6K 1.11% 1,392 SH
26 PARKER-HANNIFIN CORP COM PH 701094104 $909.8K 1.09% 1,200 SH
27 PROSHARES TR S&P MDCP 400 DIV REGL 74347B680 $882.4K 1.06% 10,339 SH
28 SELECT SECTOR SPDR TR SBI CONS STPLS XLP 81369Y308 $877.6K 1.05% 11,198 SH
29 JOHNSON & JOHNSON COM JNJ 478160104 $852.3K 1.02% 4,597 SH
30 CATERPILLAR INC COM CAT 149123101 $794.5K 0.95% 1,665 SH
31 LOCKHEED MARTIN CORP COM LMT 539830109 $784.8K 0.94% 1,572 SH
32 WALMART INC COM WMT 931142103 $776.2K 0.93% 7,532 SH
33 FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED BUFD 33740U703 $762.5K 0.92% 27,586 SH
34 CHEVRON CORP NEW COM CVX 166764100 $753.5K 0.91% 4,852 SH
35 SELECT SECTOR SPDR TR ENERGY XLE 81369Y506 $696.1K 0.84% 7,791 SH
36 MCDONALDS CORP COM MCD 580135101 $687.7K 0.83% 2,263 SH
37 PROSHARES TR RUSS 2000 DIVD SMDV 74347B698 $685.1K 0.82% 10,281 SH
38 VANGUARD INDEX FDS REAL ESTATE ETF VNQ 922908553 $681.8K 0.82% 7,457 SH
39 PEPSICO INC COM PEP 713448108 $612.6K 0.74% 4,362 SH
40 PROSHARES TR S&P 500 DV ARIST NOBL 74348A467 $605.8K 0.73% 5,877 SH
41 VERIZON COMMUNICATIONS INC COM VZ 92343V104 $558.9K 0.67% 12,717 SH
42 PHILIP MORRIS INTL INC COM PM 718172109 $554.4K 0.67% 3,418 SH
43 MASTERCARD INCORPORATED CL A MA 57636Q104 $537.5K 0.65% 945 SH
44 SPDR DOW JONES INDL AVERAGE UT SER 1 DIA 78467X109 $529.1K 0.64% 1,141 SH
45 INTERNATIONAL BUSINESS MACHS COM IBM 459200101 $520.4K 0.63% 1,844 SH
46 ADVANCED MICRO DEVICES INC COM AMD 007903107 $515.5K 0.62% 3,186 SH
47 SHERWIN WILLIAMS CO COM SHW 824348106 $514.2K 0.62% 1,485 SH
48 AT&T INC COM T 00206R102 $510.0K 0.61% 18,061 SH
49 PFIZER INC COM PFE 717081103 $492.8K 0.59% 19,342 SH
50 EMERSON ELEC CO COM EMR 291011104 $482.5K 0.58% 3,678 SH
Filing History
Period Filed AUM Holdings Accession
2025-09-30 2025-11-04 $83.2M 121 0001214659-25-015817
2025-06-30 2025-08-04 $371.0M 280 0001214659-25-011375