WAFRA INC. — 13F Holdings & Portfolio
CIK 920440 · latest 13F-HR filed 2026-08-10
WAFRA INC. manages $5.9M in 13F-reported U.S. long-equity assets across 1 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are CMTG (100.00%).
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$5.9M
Long-equity book
Holdings
1
Distinct positions
Period
2026-06-30
Filed 2026-08-10
Q/Q Activity
+0 / −0 / ↑0 / ↓0
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 100%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jun 12, 2026.
Assets Under Management
$29.04B
Discretionary
$27.73B
Employees
158
Accounts
107
Address
345 PARK AVENUE
NEW YORK, NY 10154-0101
NEW YORK, NY 10154-0101
Phone
(212) 759-3700
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Alderbas, Adel, Asamo Control | DIRECTOR/CHIEF INVESTMENT OFFICER/SENIOR MANAGING DIRECTOR since Feb 2022 | Less than 5% | Individual |
| HEALY, FERGUS, NMN Control | DIRECTOR/ACTING CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER/SENIOR MANAGING DIRECTOR since Jan 2026 | Less than 5% | Individual |
| HENRY, MICHAEL, NMN Control | CHIEF COMPLIANCE OFFICER/SENIOR MANAGING DIRECTOR since Jul 2018 | Less than 5% | Individual |
| MASSIMO, ALEXANDER, JOSEPH Control | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR since May 2026 | Less than 5% | Individual |
| RICH, LAUREN, NMN Control | DIRECTOR/MANAGING DIRECTOR since May 2026 | Less than 5% | Individual |
| SAFRANEK, RICHARD, MICHAEL Control | DIRECTOR/SENIOR MANAGING DIRECTOR since May 2026 | Less than 5% | Individual |
| WAFRA INTERVEST CORPORATION LTD. (WIC) Control | WHOLLY OWNS REGISTRANT since Jul 1984 | 75% or more | Foreign Entity |
| ZANGER, JONATHAN, JAIME Control | HEAD OF TAX AND LEGAL/MANAGING DIRECTOR since Jun 2025 | Less than 5% | Individual |
| GOVERNMENT OF KUWAIT Control Indirect owner via THE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) | WHOLLY OWNS PIFSS since Jan 1990 | 75% or more | Foreign Entity |
| THE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) Control Indirect owner via WAFRA INTERVEST CORPORATION LTD. (WIC) | WHOLLY OWNS WIC since May 2026 | 75% or more | Foreign Entity |
Ownership & leadership changes · 22 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jun 12, 2026 filing
- No longer listedTHE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) · WHOLLY OWNS WIIC · 75% or more · indirect via WAFRA INTERNATIONAL INVESTMENT COMPANY K.S.C.C. (WIIC) · control person · listed since Nov 2020
- No longer listedWAFRA INTERNATIONAL INVESTMENT COMPANY K.S.C.C. (WIIC) · WHOLLY OWNS WIC · 75% or more · indirect via WAFRA INTERVEST CORPORATION LTD. (WIC) · control person · listed since Nov 2020
- AddedRICH, LAUREN, NMN · DIRECTOR/MANAGING DIRECTOR · Less than 5% · control person
- AddedSAFRANEK, RICHARD, MICHAEL · DIRECTOR/SENIOR MANAGING DIRECTOR · Less than 5% · control person
- Listed againTHE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) · WHOLLY OWNS WIC · 75% or more · indirect via WAFRA INTERVEST CORPORATION LTD. (WIC) · control person
- ChangedMASSIMO, ALEXANDER, JOSEPH · title CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR → DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR
Jan 5, 2026 filing
- No longer listedALMUBARAKI, FAWAZ, MANSOUR · CHAIRMAN/DIRECTOR/CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Jul 2017
- AddedZANGER, JONATHAN, JAIME · HEAD OF TAX AND LEGAL/MANAGING DIRECTOR · Less than 5% · control person
- ChangedHEALY, FERGUS, NMN · title DIRECTOR/CHIEF OPERATING OFFICER/SENIOR MANAGING DIRECTOR → DIRECTOR/ACTING CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER/SENIOR MANAGING DIRECTOR
Mar 27, 2025 filing
- No longer listedSETTY, SUMANA · GENERAL COUNSEL/MANAGING DIRECTOR · Less than 5% · control person · listed since Jan 2023
May 7, 2024 filing
- No longer listedMACFADYEN, JEANINE, NMN · DIRECTOR · Less than 5% · control person · listed since May 2023
Jul 18, 2023 filing
- No longer listedCAMPAGNA, VINCENT, PAUL · DIRECTOR · Less than 5% · control person · listed since Dec 1993
- No longer listedCOMPITELLO, YVONNE, MARIE · DIRECTOR · Less than 5% · control person · listed since Jan 2020
May 22, 2023 filing
- AddedMASSIMO, ALEXANDER, JOSEPH · CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR · Less than 5% · control person
- ChangedMACFADYEN, JEANINE, NMN · title CHIEF FINANCIAL OFFICER/SENIOR MANAGING DIRECTOR → DIRECTOR
Mar 31, 2023 filing
- AddedSETTY, SUMANA · GENERAL COUNSEL/MANAGING DIRECTOR · Less than 5% · control person
- ChangedCOMPITELLO, YVONNE, MARIE · title DIRECTOR/SENIOR MANAGING DIRECTOR → DIRECTOR
Mar 31, 2022 filing
- No longer listedValdez, Russell, James · VICE CHAIRMAN/DIRECTOR/CHIEF INVESTMENT OFFICER/SENIOR MANAGING DIRECTOR · Less than 5% · control person · listed since Aug 2017
- AddedAlderbas, Adel, Asamo · DIRECTOR/CHIEF INVESTMENT OFFICER/SENIOR MANAGING DIRECTOR · Less than 5% · control person
Jul 23, 2021 filing
- ChangedCAMPAGNA, VINCENT, PAUL · title DIRECTOR/CHIEF OPERATING OFFICER/SENIOR MANAGING DIRECTOR → DIRECTOR
- ChangedHEALY, FERGUS, NMN · title DIRECTOR/CHIEF ADMINISTRATIVE OFFICER/SENIOR MANAGING DIRECTOR → DIRECTOR/CHIEF OPERATING OFFICER/SENIOR MANAGING DIRECTOR
Mar 26, 2021 filing
- No longer listedTHE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) · WHOLLY OWNS WIC · 75% or more · indirect via WAFRA INTERVEST CORPORATION LTD. (WIC) · control person · listed since Jan 1990
- AddedTHE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) · WHOLLY OWNS WIIC · 75% or more · indirect via WAFRA INTERNATIONAL INVESTMENT COMPANY K.S.C.C. (WIIC) · control person
- AddedWAFRA INTERNATIONAL INVESTMENT COMPANY K.S.C.C. (WIIC) · WHOLLY OWNS WIC · 75% or more · indirect via WAFRA INTERVEST CORPORATION LTD. (WIC) · control person
- ChangedHENRY, MICHAEL, NMN · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER/SENIOR MANAGING DIRECTOR
Older changes (13 more filings)
Mar 27, 2020 filing
- No longer listedTHE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) · WHOLLY OWNS WIC · 75% or more · indirect via WAFRA INTERVEST CORPORATION (WIC) · control person · listed since Jan 1990
- No longer listedWAFRA INTERVEST CORPORATION (WIC) · WHOLLY OWNS REGISTRANT · 75% or more · control person · listed since Jul 1984
- AddedCOMPITELLO, YVONNE, MARIE · DIRECTOR/SENIOR MANAGING DIRECTOR · Less than 5% · control person
- AddedTHE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) · WHOLLY OWNS WIC · 75% or more · indirect via WAFRA INTERVEST CORPORATION LTD. (WIC) · control person
- AddedWAFRA INTERVEST CORPORATION LTD. (WIC) · WHOLLY OWNS REGISTRANT · 75% or more · control person
Mar 28, 2019 filing
- ChangedALMUBARAKI, FAWAZ, MANSOUR · title CHAIRMAN/DIRECTOR//CHIEF EXECUTIVE OFFICER → CHAIRMAN/DIRECTOR/CHIEF EXECUTIVE OFFICER
- ChangedWAFRA INTERVEST CORPORATION (WIC) · title WHOLLY OWNS APPLICANT → WHOLLY OWNS REGISTRANT
Nov 16, 2018 filing
- ChangedALMUBARAKI, FAWAZ, MANSOUR · title CHAIRMAN/DIRECTOR//CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER → CHAIRMAN/DIRECTOR//CHIEF EXECUTIVE OFFICER
- ChangedValdez, Russell, James · title DIRECTOR/SENIOR MANAGING DIRECTOR → VICE CHAIRMAN/DIRECTOR/CHIEF INVESTMENT OFFICER/SENIOR MANAGING DIRECTOR
Jul 31, 2018 filing
- AddedHENRY, MICHAEL, NMN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedCAMPAGNA, VINCENT, PAUL · title DIRECTOR/CHIEF COMPLIANCE OFFICER/ CHIEF OPERATING OFFICER → DIRECTOR/CHIEF OPERATING OFFICER/SENIOR MANAGING DIRECTOR
- ChangedHEALY, FERGUS, NMN · title DIRECTOR/CHIEF ADMINISTRATIVE OFFICER/SENIOR MANAGING DIRECTOR- LEGAL → DIRECTOR/CHIEF ADMINISTRATIVE OFFICER/SENIOR MANAGING DIRECTOR
Jan 29, 2018 filing
- No longer listedGOVERNMENT OF KUWAIT · WHOLLY OWNS PIFSS · 75% or more · indirect via THE PUBLIC INSTITUTION FOR SOCIAL SECURITY · control person · listed since Jan 1990
- No longer listedKHOUJA, MOHAMAD, WAFIC · DIRECTOR / CHAIRMAN · Less than 5% · control person · listed since Dec 1986
- No longer listedTHE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) · 95.5% OWNER OF WIC · 75% or more · indirect via WAFRA INTERVEST CORPORATION · control person · listed since Jan 1990
- AddedGOVERNMENT OF KUWAIT · WHOLLY OWNS PIFSS · 75% or more · indirect via THE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) · control person
- AddedTHE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) · WHOLLY OWNS WIC · 75% or more · indirect via WAFRA INTERVEST CORPORATION (WIC) · control person
- ChangedALMUBARAKI, FAWAZ, MANSOUR · title DIRECTOR/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER → CHAIRMAN/DIRECTOR//CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER
- ChangedHEALY, FERGUS, NMN · title DIRECTOR/CHIEF LEGAL OFFICER/CHIEF ADMINISTRATIVE OFFICER → DIRECTOR/CHIEF ADMINISTRATIVE OFFICER/SENIOR MANAGING DIRECTOR- LEGAL
- ChangedMACFADYEN, JEANINE, NMN · title CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER/SENIOR MANAGING DIRECTOR
- ChangedValdez, Russell, James · title DIRECTOR → DIRECTOR/SENIOR MANAGING DIRECTOR
Aug 18, 2017 filing
- AddedValdez, Russell, James · DIRECTOR · Less than 5% · control person
- ChangedHEALY, FERGUS, NMN · title CHIEF LEGAL OFFICER/CHIEF ADMINISTRATIVE OFFICER → DIRECTOR/CHIEF LEGAL OFFICER/CHIEF ADMINISTRATIVE OFFICER
Jul 21, 2017 filing
- ChangedALMUBARAKI, FAWAZ, MANSOUR · title DIRECTOR/CHIEF INVESTMENT OFFICER → DIRECTOR/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER
- ChangedKHOUJA, MOHAMAD, WAFIC · title DIRECTOR / CHAIRMAN / CHIEF EXECUTIVE OFFICER → DIRECTOR / CHAIRMAN
Jun 2, 2017 filing
- No longer listedBARBUTO, ANTHONY, GERARD · DIRECTOR / CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY · Less than 5% · control person · listed since Jan 1993
- AddedMACFADYEN, JEANINE, NMN · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedALMUBARAKI, FAWAZ, MANSOUR · title CHIEF INVESTMENT OFFICER → DIRECTOR/CHIEF INVESTMENT OFFICER
- ChangedCAMPAGNA, VINCENT, PAUL · title CHIEF COMPLIANCE OFFICER/ CHIEF OPERATING OFFICER → DIRECTOR/CHIEF COMPLIANCE OFFICER/ CHIEF OPERATING OFFICER; now a control person
- ChangedHEALY, FERGUS, NMN · title CHIEF LEGAL OFFICER → CHIEF LEGAL OFFICER/CHIEF ADMINISTRATIVE OFFICER
Mar 31, 2017 filing
- AddedHEALY, FERGUS, NMN · CHIEF LEGAL OFFICER · Less than 5% · control person
Mar 31, 2015 filing
- ChangedCAMPAGNA, VINCENT, PAUL · title CHIEF COMPLIANCE OFFICER ("CCO") → CHIEF COMPLIANCE OFFICER/ CHIEF OPERATING OFFICER
Jan 14, 2015 filing
- ChangedCAMPAGNA, VINCENT, PAUL · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER ("CCO")
Jun 30, 2014 filing
- AddedALMUBARAKI, FAWAZ, MANSOUR · CHIEF INVESTMENT OFFICER · Less than 5% · control person
Mar 30, 2012 filing (earliest on record)
- ListedBARBUTO, ANTHONY, GERARD · DIRECTOR / CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY · Less than 5% · control person
- ListedCAMPAGNA, VINCENT, PAUL · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedGOVERNMENT OF KUWAIT · WHOLLY OWNS PIFSS · 75% or more · indirect via THE PUBLIC INSTITUTION FOR SOCIAL SECURITY · control person
- ListedKHOUJA, MOHAMAD, WAFIC · DIRECTOR / CHAIRMAN / CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ListedTHE PUBLIC INSTITUTION FOR SOCIAL SECURITY (PIFSS) · 95.5% OWNER OF WIC · 75% or more · indirect via WAFRA INTERVEST CORPORATION · control person
- ListedWAFRA INTERVEST CORPORATION (WIC) · WHOLLY OWNS APPLICANT · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
WAFRA INC. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | CLAROS MTG TR INC | CMTG | 18270D106 | $5.9M | 100.00% | 2,500,000 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $5.9M | 1 | 0001172661-26-003221 |
| 2026-03-31 | 2026-05-14 | $6.0M | 1 | 0001172661-26-001841 |
| 2025-12-31 | 2026-02-13 | $7.7M | 1 | 0001172661-26-000747 |
| 2025-09-30 | 2025-11-07 | $189.1M | 2 | 0001172661-25-004649 |
Filer Information
Address
345 PARK AVENUE 41ST FLOORNEW YORK, NY 101540101
Phone
(212) 759-3700
Filing Manager
WAFRA INC.
New York, NY
Signatory
Michael Henry
Chief Compliance Officer