CHARLES M ROYCE
CIK 1009121 · President · last filed 2025-11-12
CHARLES M ROYCE is a President who has filed 88 SEC Form 4 insider transactions across 11 companies since 2008. The most recent filing shows the insider sold $1.6M of RGT on Nov 12, 2025. Across all open-market trades the lifetime net is +$5.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $41.4M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$41.41M
11
88
$5.06M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RGT | 644,275 | $14.45 | $9.31M | $7.79M | 37 | 2025-11-12 | |
| RMT | 1,053,996 | $13.99 | $14.75M | -$10.30M | 12 | 2025-11-06 | |
| RVT | Director | 248,453 | $17.95 | $4.46M | $82.4K | 3 | 2025-06-27 |
| Oxford Square Capital Corp. (OXSQZ) Delisted | Director | 1,727,510 | $25.20 | $43.53M | $0 | 1 | 2023-07-07 |
| Oxford Square Capital Corp. (TICC) Delisted | Director | 526,315 | — | — | $2.96M | 17 | 2016-06-21 |
| FUND | President | 1,274,472 | $10.12 | $12.90M | $151.9K | 8 | 2015-03-09 |
| SPROTT FOCUS TRUST INC. (RFOpA) Delisted | President | 1,254,472 | — | — | $0 | 1 | 2012-10-03 |
| ROYCE SMALL-CAP TRUST, INC. (RVTpB) Delisted | President | 236,863 | — | — | $548.7K | 3 | 2012-10-03 |
| Oxford Lane Capital Corp. (TESO) Delisted | 161,250 | — | — | $3.20M | 1 | 2011-01-25 | |
| Oxford Square Capital Corp. (TICCR) Delisted | Director | 156,136 | — | — | $0 | 1 | 2008-06-17 |
| Clark Holdings Inc. (GLA.WS) Delisted | 10%+ Owner | 498,952 | — | — | $628.9K | 4 | 2008-03-11 |
Recent Filings
88 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-11-12 | RGT | Sell (S) | −131,004 | -$1.64M | EDGAR |
| 2025-11-07 | RGT | Sell (S) | −10,564 | -$132.6K | EDGAR |
| 2025-11-06 | RMT | Sell (S) | −200,000 | -$2.05M | EDGAR |
| 2025-11-06 | RGT | Sell (S) | −8,432 | -$106.3K | EDGAR |
| 2025-06-27 | RGT | Sell (S) | −50,000 | -$595.0K | EDGAR |
| 2025-06-27 | RVT | Sell (S) | −21,735 | -$325.2K | EDGAR |
| 2025-05-06 | RMT | Sell (S) | −52,841 | -$438.8K | EDGAR |
| 2025-05-05 | RMT | Sell (S) | −86,459 | -$720.2K | EDGAR |
| 2025-04-17 | RMT | Sell (S) | −85,514 | -$669.9K | EDGAR |
| 2025-02-19 | RMT | Sell (S) | −150,000 | -$1.49M | EDGAR |