TIMOTHY R SCHWERTFEGER
CIK 1015680 · Chairman of the Board · last filed 2007-12-20
TIMOTHY R SCHWERTFEGER is a Chairman of the Board who has filed 29 SEC Form 4 insider transactions across 14 companies since 2007. The most recent filing shows the insider bought $604.2K of JGV on Dec 20, 2007. Across all open-market trades the lifetime net is +$2.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.4M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$1.37M
14
29
$2.04M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Nuveen Global Equity Income Fund (JGV) Delisted | 106,800 | — | — | $1.96M | 6 | 2007-12-20 | |
| NUVEEN SELECT QUALITY MUNICIPAL FUND INC (NQS) Delisted | Chairman of the Board | 5,000 | — | — | -$417.9K | 1 | 2007-12-20 |
| NIO | 5,000 | $4.64 | $23.2K | -$394.5K | 1 | 2007-12-20 | |
| NUV | 112,000 | $9.12 | $1.02M | $1.39M | 2 | 2007-12-20 | |
| NZF | 0 | $12.26 | $0 | -$393.9K | 1 | 2007-12-20 | |
| NUVEEN SENIOR INCOME FUND (NSL) Delisted | 92,800 | $4.60 | $426.9K | $310.1K | 3 | 2007-12-20 | |
| NUVEEN QUALITY PREFERRED INCOME FUND 2 (JPS) Delisted | 0 | $6.21 | $0 | -$528.4K | 4 | 2007-12-20 | |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | Chairman of the Board | 0 | — | — | -$290.8K | 1 | 2007-12-20 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | Chairman | 0 | — | — | -$393.9K | 1 | 2007-12-20 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Chairman | 70,700 | — | — | $132.3K | 3 | 2007-08-22 |
| NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND (JTA) Delisted | 71,229 | $11.53 | $821.3K | $27.0K | 1 | 2007-08-20 | |
| JFR | 18,000 | $7.65 | $137.7K | $207.0K | 1 | 2007-08-17 | |
| JQC | 39,000 | $4.75 | $185.2K | $433.1K | 2 | 2007-08-17 | |
| NUVEEN INVESTMENTS INC (JNC) Delisted | Chairman and C.E.O. | 1,004,449 | — | — | $0 | 1 | 2007-02-08 |
Recent Filings
29 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-12-20 | Nuveen Global Equity Income Fund (JGV) Delisted | Buy (P) | +32,000 | $604.2K | EDGAR |
| 2007-12-20 | NUVEEN SELECT QUALITY MUNICIPAL FUND INC (NQS) Delisted | Sell (S) | −30,000 | -$417.9K | EDGAR |
| 2007-12-20 | NIO | Sell (S) | −30,000 | -$394.5K | EDGAR |
| 2007-12-20 | NUV | Buy (P) | +112,000 | $1.04M | EDGAR |
| 2007-12-20 | NUV | Buy (P) | +38,000 | $351.9K | EDGAR |
| 2007-12-20 | NZF | Sell (S) | −30,000 | -$393.9K | EDGAR |
| 2007-12-20 | Nuveen Global Equity Income Fund (JGV) Delisted | Buy (P) | +41,000 | $764.4K | EDGAR |
| 2007-12-20 | NUVEEN SENIOR INCOME FUND (NSL) Delisted | Sell (S) | +29,400 | $201.4K | EDGAR |
| 2007-12-20 | NUVEEN QUALITY PREFERRED INCOME FUND 2 (JPS) Delisted | Sell (S) | −64,200 | -$696.6K | EDGAR |
| 2007-12-20 | NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | Sell (S) | −22,300 | -$290.8K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.