TIMOTHY R SCHWERTFEGER
CIK 1015680 · Chairman of the Board · last filed 2007-12-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.37M
Companies
14
Total Filings
29
Lifetime Open-Market Net
$2.04M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Nuveen Global Equity Income Fund (JGV) Delisted | 106,800 | — | — | $1.96M | 6 | 2007-12-20 | |
| NUVEEN SELECT QUALITY MUNICIPAL FUND INC (NQS) Delisted | Chairman of the Board | 5,000 | — | — | -$417.9K | 1 | 2007-12-20 |
| NIO | 5,000 | $4.64 | $23.2K | -$394.5K | 1 | 2007-12-20 | |
| NUV | 112,000 | $9.12 | $1.02M | $1.39M | 2 | 2007-12-20 | |
| NZF | 0 | $12.26 | $0 | -$393.9K | 1 | 2007-12-20 | |
| NUVEEN SENIOR INCOME FUND (NSL) Delisted | 92,800 | $4.60 | $426.9K | $310.1K | 3 | 2007-12-20 | |
| NUVEEN QUALITY PREFERRED INCOME FUND 2 (JPS) Delisted | 0 | $6.21 | $0 | -$528.4K | 4 | 2007-12-20 | |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | Chairman of the Board | 0 | — | — | -$290.8K | 1 | 2007-12-20 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | Chairman | 0 | — | — | -$393.9K | 1 | 2007-12-20 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Chairman | 70,700 | — | — | $132.3K | 3 | 2007-08-22 |
| NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND (JTA) Delisted | 71,229 | $11.53 | $821.3K | $27.0K | 1 | 2007-08-20 | |
| JFR | 18,000 | $7.65 | $137.7K | $207.0K | 1 | 2007-08-17 | |
| JQC | 39,000 | $4.75 | $185.2K | $433.1K | 2 | 2007-08-17 | |
| NUVEEN INVESTMENTS INC (JNC) Delisted | Chairman and C.E.O. | 1,004,449 | — | — | $0 | 1 | 2007-02-08 |
Recent Filings · Page 3 of 3
29 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-08-20 | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND (JTA) Delisted | Buy (P) | +1,229 | $27.0K | EDGAR |
| 2007-08-20 | Nuveen Global Equity Income Fund (JGV) Delisted | Buy (P) | +7,000 | $122.3K | EDGAR |
| 2007-08-20 | NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Buy (P) | +4,575 | $60.3K | EDGAR |
| 2007-08-17 | JFR | Buy (P) | +18,000 | $207.0K | EDGAR |
| 2007-08-17 | JQC | Buy (P) | +25,400 | $285.0K | EDGAR |
| 2007-08-17 | Nuveen Global Equity Income Fund (JGV) Delisted | Buy (P) | +3,300 | $55.0K | EDGAR |
| 2007-08-17 | Nuveen Global Equity Income Fund (JGV) Delisted | Buy (P) | +20,900 | $363.7K | EDGAR |
| 2007-08-17 | JQC | Buy (P) | +13,600 | $148.1K | EDGAR |
| 2007-02-08 | NUVEEN INVESTMENTS INC (JNC) Delisted | Grant (A) | +42,853 | $0 | EDGAR |
Showing 21–29 of 29
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.