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STEVEN F KAPLAN

CIK 1018113 · last filed 2018-06-08

STEVEN F KAPLAN is a corporate insider who has filed 27 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $651.6K of PEGA on Jun 8, 2018. Across all open-market trades the lifetime net is −$3.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.33M

Companies

1

Total Filings

27

Lifetime Open-Market Net

-$3.79M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PEGA Director 89,552 $26.01 $2.33M -$3.79M 27 2018-06-08

Recent Filings

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-06-08 PEGA Sell (S) −10,000 -$651.6K EDGAR
2018-03-23 PEGA Exer (M) +522 $0 EDGAR
2018-03-09 PEGA Sell (S) −8,585 -$534.9K EDGAR
2017-12-26 PEGA Exer (M) +522 $0 EDGAR
2017-09-25 PEGA Exer (M) +522 $30.0K EDGAR
2017-06-23 PEGA Exer (M) +523 $31.3K EDGAR
2017-03-13 PEGA Exer (M) +1,150 $50.0K EDGAR
2016-12-14 PEGA Exer (M) +1,151 $0 EDGAR
2016-09-13 PEGA Exer (M) +1,151 $0 EDGAR
2016-08-19 PEGA Sell (S) −9,416 -$241.0K EDGAR
Showing 1–10 of 27
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.