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JAMES E ROGERS

CIK 1024251 · President & CEO · last filed 2018-12-26

JAMES E ROGERS is a President & CEO who has filed 94 SEC Form 4 insider transactions across 5 companies since 2007. Across all open-market trades the lifetime net is −$48.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $204.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$204.50M

Companies

5

Total Filings

94

Lifetime Open-Market Net

-$48.00M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CI Director 38,453 $297.81 $11.45M $0 49 2018-12-04
AMAT Director 144,958 $579.43 $83.99M $326.0K 11 2015-04-06
DUKH President & CEO 1,037,033 $23.92 $24.80M $0 7 2014-01-03
DUK President & CEO 668,712 $124.34 $83.15M -$48.08M 22 2013-01-03
FITB Director 19,070 $57.94 $1.10M -$248.8K 4 2008-05-02

Recent Filings

94 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-12-26 — Disp (D) −38,453 $0
2018-12-04 CI Grant (A) +201 $0 EDGAR
2018-09-05 CI Grant (A) +238 $0 EDGAR
2018-06-04 CI Grant (A) +265 $0 EDGAR
2018-03-02 CI Grant (A) +229 $0 EDGAR
2017-12-04 CI Grant (A) +212 $0 EDGAR
2017-09-05 CI Grant (A) +247 $0 EDGAR
2017-06-02 CI Grant (A) +279 $0 EDGAR
2017-03-02 CI Grant (A) +302 $0 EDGAR
2016-12-02 CI Grant (A) +333 $0 EDGAR
Showing 1–10 of 94
Page 1 of 10
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.