JAMES E ROGERS
CIK 1024251 · President & CEO · last filed 2018-12-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$204.50M
Companies
5
Total Filings
94
Lifetime Open-Market Net
-$48.00M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CI | Director | 38,453 | $297.81 | $11.45M | $0 | 49 | 2018-12-04 |
| AMAT | Director | 144,958 | $579.43 | $83.99M | $326.0K | 11 | 2015-04-06 |
| DUKH | President & CEO | 1,037,033 | $23.92 | $24.80M | $0 | 7 | 2014-01-03 |
| DUK | President & CEO | 668,712 | $124.34 | $83.15M | -$48.08M | 22 | 2013-01-03 |
| FITB | Director | 19,070 | $57.94 | $1.10M | -$248.8K | 4 | 2008-05-02 |
Recent Filings · Page 5 of 10
94 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-07-03 | DUK | Tax (F) | −10,074 | -$232.3K | EDGAR |
| 2012-06-04 | CI | Mixed | +2,720 | $0 | EDGAR |
| 2012-04-03 | DUK | Tax (F) | −10,074 | -$211.7K | EDGAR |
| 2012-03-08 | AMAT | Grant (A) | +16,659 | $0 | EDGAR |
| 2012-03-02 | CI | Mixed | +3,408 | $0 | EDGAR |
| 2012-02-29 | DUK | Mixed | +234,041 | $4.93M | EDGAR |
| 2012-01-04 | DUK | Tax (F) | −11,805 | -$259.7K | EDGAR |
| 2011-12-02 | CI | Mixed | +3,108 | $0 | EDGAR |
| 2011-11-14 | DUK | Mixed | — | -$2.80M | EDGAR |
| 2011-11-10 | DUK | Mixed | — | -$7.35M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.