PHILIP J HEMPLEMAN

CIK 1025710 · last filed 2021-11-15

PHILIP J HEMPLEMAN is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2020. The most recent filing shows the insider exercised options on $3.2M of MBII on Nov 15, 2021. Across all open-market trades the lifetime net is −$5.9M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

2

Total Filings

2

Lifetime Open-Market Net

-$5.93M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
MARRONE BIO INNOVATIONS INC (MBII) Delisted		18,335,767	$0.80	$14.63M	$0	1	2021-11-15
SunOpta Inc. (STKL) Delisted		12,080,155	$6.50	$78.52M	-$5.93M	1	2020-08-07

Recent Filings

2 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2021-11-15	MARRONE BIO INNOVATIONS INC (MBII) Delisted	Exer (X)	+4,326,098	$3.24M	EDGAR
2020-08-07	SunOpta Inc. (STKL) Delisted	Sell (S)	−900,000	-$5.93M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.