DAVID B KAPLAN
CIK 1025976 · Co-Founder · last filed 2025-12-18
DAVID B KAPLAN is a Co-Founder who has filed 69 SEC Form 4 insider transactions across 1 company since 2020. The most recent filing, for ARES, was dated Dec 18, 2025. Across all open-market trades the lifetime net is −$362.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $137.0M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$137.01M
1
69
-$362.70M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARES | Co-Founder | 985,052 | $139.09 | $137.01M | -$362.70M | 50 | 2025-12-18 |
Recent Filings
69 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-12-18 | ARES | Gift (G) | −40,000 | $0 | EDGAR |
| 2025-06-03 | ARES | Sell (S) | −33,145 | -$5.47M | EDGAR |
| 2025-05-29 | ARES | Sell (S) | −29,355 | -$4.85M | EDGAR |
| 2025-05-27 | ARES | Notice (144) | −62,500 | -$10.02M | EDGAR |
| 2025-05-19 | ARES | Sell (S) | −62,500 | -$10.58M | EDGAR |
| 2025-05-15 | ARES | Notice (144) | −62,500 | -$10.99M | EDGAR |
| 2025-03-06 | ARES | Sell (S) | −100,000 | -$16.10M | EDGAR |
| 2025-03-04 | ARES | Notice (144) | −100,000 | -$16.98M | EDGAR |
| 2025-02-20 | ARES | Conv (C) | +100,000 | $0 | EDGAR |
| 2024-12-02 | ARES | Sell (S) | −30,680 | -$5.40M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.