DAVID B KAPLAN
CIK 1025976 · Co-Founder · last filed 2025-12-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$137.01M
Companies
1
Total Filings
69
Lifetime Open-Market Net
-$362.70M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARES | Co-Founder | 985,052 | $139.09 | $137.01M | -$362.70M | 50 | 2025-12-18 |
Recent Filings · Page 3 of 7
69 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-08-22 | ARES | Sell (S) | −54,726 | -$7.89M | EDGAR |
| 2024-08-19 | ARES | Mixed | +191,334 | -$8.52M | EDGAR |
| 2024-08-15 | ARES | Notice (144) | −125,000 | -$17.98M | EDGAR |
| 2024-06-25 | ARES | Sell (S) | −125,000 | -$16.49M | EDGAR |
| 2024-06-21 | ARES | Notice (144) | −125,000 | -$16.84M | EDGAR |
| 2024-06-04 | ARES | Sell (S) | −125,000 | -$17.51M | EDGAR |
| 2024-05-31 | ARES | Notice (144) | −125,000 | -$17.87M | EDGAR |
| 2024-05-17 | ARES | Conv (C) | +250,000 | $0 | EDGAR |
| 2024-04-05 | ARES | Sell (S) | −40,222 | -$5.31M | EDGAR |
| 2024-04-02 | ARES | Sell (S) | −84,778 | -$11.07M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.