SOROS FUND MANAGEMENT LLC
CIK 1029160 · last filed 2017-09-27
SOROS FUND MANAGEMENT LLC is a corporate insider who has filed 21 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider bought $234.1K of EXA on Sep 27, 2017. Across all open-market trades the lifetime net is +$7.6M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $40.0M across reported positions. The firm reports its address in New York, NY. 138 SEC filings were submitted jointly with George Soros.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
SIGM price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
NEW YORK, NY 10019
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EXA CORP (EXA) Delisted | 10%+ Owner | 1,744,776 | — | — | $234.1K | 1 | 2017-09-27 |
| SIGMA DESIGNS INC (SIGM) Delisted | 10%+ Owner | 5,118,789 | — | — | $5.12M | 7 | 2017-09-19 |
| DRIV | 10%+ Owner | — | $28.51 | — | $0 | 6 | 2014-03-06 |
| BFLY | 10%+ Owner | 6,480,070 | $6.18 | $40.05M | $972.9K | 2 | 2011-09-09 |
| EXAR CORP (EXAR) Delisted | 10%+ Owner | 6,466,666 | — | — | $1.25M | 3 | 2010-12-09 |
| MAP Pharmaceuticals, Inc. (MAPP) Delisted | 10%+ Owner | — | $28.11 | — | $0 | 1 | 2009-05-26 |
Holdings By Holder
| Symbol | Holder | Shares | Share of Total | Reported |
|---|---|---|---|---|
| EXA | See Footnote | 1,744,776 | 100.0% | 2017-09-27 |
| Total | 1,744,776 | |||
| SIGM | See footnote | 5,118,789 | 100.0% | 2017-09-19 |
| Total | 5,118,789 | |||
| EXAR | See footnote | 6,466,666 | 100.0% | 2010-12-09 |
| Total | 6,466,666 |
Recent Filings
21 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-09-27 | EXA CORP (EXA) Delisted | Buy (P) | +14,119 | $234.1K | EDGAR |
| 2017-09-19 | SIGMA DESIGNS INC (SIGM) Delisted | Buy (P) | +32,123 | $186.9K | EDGAR |
| 2017-09-14 | SIGMA DESIGNS INC (SIGM) Delisted | Buy (P) | +65,625 | $384.6K | EDGAR |
| 2017-07-11 | SIGMA DESIGNS INC (SIGM) Delisted | Buy (P) | +44,505 | $249.8K | EDGAR |
| 2017-07-07 | SIGMA DESIGNS INC (SIGM) Delisted | Buy (P) | +120,673 | $685.4K | EDGAR |
| 2017-07-06 | SIGMA DESIGNS INC (SIGM) Delisted | Buy (P) | +243,327 | $1.42M | EDGAR |
| 2017-07-05 | SIGMA DESIGNS INC (SIGM) Delisted | Buy (P) | +293,327 | $1.72M | EDGAR |
| 2017-06-30 | SIGMA DESIGNS INC (SIGM) Delisted | Buy (P) | +82,083 | $480.1K | EDGAR |
| 2014-03-06 | DRIV | Sell (S) | — | $0 | EDGAR |
| 2013-03-05 | DRIV | Buy (P) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).