KENNETH A HERSH

CIK 1032659 · last filed 2014-10-21

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$757.59M

Companies

9

Total Filings

42

Lifetime Open-Market Net

-$800.19M

Filer Profile

Reported Address
1675 BROADWAY
SUITE 1950
DENVER, CO 80202
Related Filers
G.F.W. Energy X, L.P. — 26 joint filings, latest 2016-07-19
GFW X, L.L.C. — 26 joint filings, latest 2016-07-19
NGP Natural Resources X, L.P. — 26 joint filings, latest 2016-07-19
NGP Triangle Holdings, LLC — 8 joint filings, latest 2014-01-02
Natural Gas Partners VII, L.P. — 8 joint filings, latest 2013-10-17
Energy Transfer Equity, L.P. — 7 joint filings, latest 2009-01-07
Eagle Rock GP, LLC — 4 joint filings, latest 2006-12-13
Eagle Rock Holdings, L.P. — 4 joint filings, latest 2006-12-13
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
OHA Investment Corp (OHAI) Delisted Director 706,769 — — $0 1 2014-10-21
Cimarex Resolute LLC (REN) Delisted Director 393,616 — — -$87.00M 6 2013-07-24
Triangle Petroleum Corp (TPLM) Delisted 10%+ Owner — — — $0 2 2013-07-01
EROC Director 60,125,901 $12.60 $757.59M $1.40M 9 2012-05-15
EAGLE ROCK ENERGY PARTNERS L P (EROCW) Delisted Director 101,777,753 — — $0 8 2012-05-08
EAGLE ROCK ENERGY PARTNERS L P (EROCR) Delisted Director 18,598,291 — — $0 1 2010-06-25
Energy Transfer, LP (ETP) Delisted Director 60 — — $0 1 2009-01-23
Energy Transfer LP (ETE) Delisted Director 651,227 — — -$717.56M 6 2009-01-07
OHA Investment Corp (NGPC) Delisted Director 472,501 — — $2.97M 6 2008-11-20

Recent Filings · Page 5 of 5

42 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-05-02 EROC Other (J) +6,390,400 $0 EDGAR
2007-03-06 Energy Transfer LP (ETE) Delisted Grant (A) — $0 EDGAR
Showing 41–42 of 42
Page 5 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.