CHARLES H PHIPPS

CIK 1033560 · last filed 2015-11-18

CHARLES H PHIPPS is a corporate insider who has filed 3 SEC Form 4 insider transactions across 3 companies since 2012. The most recent filing, for XCOM, was dated Nov 18, 2015. Across all open-market trades the lifetime net is −$419.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $28.7M across reported positions. 15 SEC filings were submitted jointly with JOHN V JAGGERS.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$28.66M

Companies

3

Total Filings

3

Lifetime Open-Market Net

-$419.26M

Filer Profile

Reported Address

C/O SEVIN ROSEN FUNDS
13455 NOEL ROAD, SUITE 1670
DALLAS, TX 75240

State of Incorporation

Related Filers

JOHN V JAGGERS — 15 joint filings, latest 2015-11-18

STEPHEN M DOW — 14 joint filings, latest 2015-11-18

JON W BAYLESS — 13 joint filings, latest 2012-10-18

STEPHEN L DOMENIK — 13 joint filings, latest 2015-11-18

JACKIE R KIMZEY — 13 joint filings, latest 2015-11-18

ALAN R SCHUELE — 13 joint filings, latest 2012-10-18

DAVID A SHRIGLEY — 5 joint filings, latest 2004-10-29

NICHOLAS G STURIALE — 3 joint filings, latest 2012-10-18

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
XCOM	10%+ Owner	1,010,984	$28.35	$28.66M	$5.00M	1	2015-11-18
SPLUNK INC (SPLK) Delisted	10%+ Owner	14,486,269	$156.90	$2.27B	-$424.26M	1	2012-07-25
TANGOE INC (TNGO) Delisted	10%+ Owner	2,638,338	—	—	$0	1	2012-01-31

Recent Filings

3 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-11-18	XCOM	Mixed	+6,054,920	$5.00M	EDGAR
2012-07-25	SPLUNK INC (SPLK) Delisted	Sell (S)	−15,562,904	-$424.26M	EDGAR
2012-01-31	TANGOE INC (TNGO) Delisted	Other (J)	−857,449	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.