JOHN S JR STAFFORD

CIK 1034005 · last filed 2019-01-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$43.48M

Companies

2

Total Filings

140

Lifetime Open-Market Net

$6.35M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AWRE Director 351,671 $1.56 $548.6K $4.84M 139 2019-01-03
XNCR 10%+ Owner 3,368,184 $12.74 $42.93M $1.51M 1 2013-12-06

Recent Filings · Page 2 of 14

140 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-01-06 AWRE Exer (M) +5,000 $0 EDGAR
2015-07-02 AWRE Exer (M) +5,000 $0 EDGAR
2015-03-30 AWRE Grant (A) $0 EDGAR
2015-01-05 AWRE Exer (M) +5,000 $0 EDGAR
2014-07-02 AWRE Exer (M) +5,000 $0 EDGAR
2014-03-28 AWRE Grant (A) $0 EDGAR
2014-01-06 AWRE Exer (M) +5,000 $0 EDGAR
2013-12-06 XNCR Mixed +2,000,353 $1.51M EDGAR
2013-07-03 AWRE Exer (M) +5,000 $0 EDGAR
2013-04-05 AWRE Grant (A) $0 EDGAR
Showing 1120 of 140
Page 2 of 14
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.