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ROLAND SMITH

CIK 1036513 · Executive Chairman · last filed 2023-05-09

ROLAND SMITH is an Executive Chairman who has filed 42 SEC Form 4 insider transactions across 7 companies since 2007. The most recent filing, for BRCC, was dated May 9, 2023. Across all open-market trades the lifetime net is −$29.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.86M

Companies

7

Total Filings

42

Lifetime Open-Market Net

-$29.55M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BRCC Executive Chairman 13,175 $8.57 $112.9K $0 2 2023-05-09
BRC Inc. (BRCC.WS) Delisted Director 31,770 $4.93 $156.6K $0 1 2022-05-04
DUNKIN' BRANDS GROUP, INC. (DNKN) Delisted Director 6,989 — — $0 4 2020-05-14
ODP Corp (ODP) Delisted Chairman & CEO 346,050 $28.00 $9.69M $230.6K 4 2017-02-15
CARMIKE CINEMAS INC (CKEC) Delisted Director 0 — — $0 12 2016-12-21
WEN Director 414,334 $9.04 $3.75M -$29.78M 13 2013-11-14
Wendy's Co (TRY.B) Delisted CEO of Triarc Companies, Inc. 168,408 — — $0 5 2008-06-20

Recent Filings

42 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-05-09 BRCC Grant (A) +23,234 $0 EDGAR
2022-07-19 BRCC Grant (A) +76,742 $0 EDGAR
2022-05-04 BRC Inc. (BRCC.WS) Delisted Grant (A) +31,770 $0 EDGAR
2020-12-17 — Disp (D) −6,989 -$744.3K
2020-05-14 DUNKIN' BRANDS GROUP, INC. (DNKN) Delisted Grant (A) +1,924 $120.0K EDGAR
2019-05-16 DUNKIN' BRANDS GROUP, INC. (DNKN) Delisted Grant (A) +1,645 $120.0K EDGAR
2018-05-18 DUNKIN' BRANDS GROUP, INC. (DNKN) Delisted Grant (A) +1,716 $110.0K EDGAR
2017-07-20 DUNKIN' BRANDS GROUP, INC. (DNKN) Delisted Grant (A) +1,704 $88.9K EDGAR
2017-02-15 ODP Corp (ODP) Delisted Mixed +1,077,734 -$3.18M EDGAR
2016-12-21 CARMIKE CINEMAS INC (CKEC) Delisted Disp (D) −47,540 $0 EDGAR
Showing 1–10 of 42
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.