ROLAND SMITH
CIK 1036513 · Executive Chairman · last filed 2023-05-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.86M
Companies
7
Total Filings
42
Lifetime Open-Market Net
-$29.55M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BRCC | Executive Chairman | 13,175 | $8.57 | $112.9K | $0 | 2 | 2023-05-09 |
| BRC Inc. (BRCC.WS) Delisted | Director | 31,770 | $4.93 | $156.6K | $0 | 1 | 2022-05-04 |
| DUNKIN' BRANDS GROUP, INC. (DNKN) Delisted | Director | 6,989 | — | — | $0 | 4 | 2020-05-14 |
| ODP Corp (ODP) Delisted | Chairman & CEO | 346,050 | $28.00 | $9.69M | $230.6K | 4 | 2017-02-15 |
| CARMIKE CINEMAS INC (CKEC) Delisted | Director | 0 | — | — | $0 | 12 | 2016-12-21 |
| WEN | Director | 414,334 | $9.04 | $3.75M | -$29.78M | 13 | 2013-11-14 |
| Wendy's Co (TRY.B) Delisted | CEO of Triarc Companies, Inc. | 168,408 | — | — | $0 | 5 | 2008-06-20 |
Recent Filings · Page 3 of 5
42 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-05-29 | WEN | Grant (A) | +16,648 | $0 | EDGAR |
| 2012-03-26 | WEN | Tax (F) | −13,228 | -$66.4K | EDGAR |
| 2012-01-04 | WEN | Mixed | +275,909 | -$1.16M | EDGAR |
| 2011-06-27 | WEN | Grant (A) | — | $0 | EDGAR |
| 2011-05-24 | CARMIKE CINEMAS INC (CKEC) Delisted | Grant (A) | +10,556 | $0 | EDGAR |
| 2010-07-12 | WEN | Grant (A) | — | $0 | EDGAR |
| 2010-06-22 | WEN | Tax (F) | −13,271 | -$57.9K | EDGAR |
| 2010-05-18 | CARMIKE CINEMAS INC (CKEC) Delisted | Grant (A) | +5,000 | $0 | EDGAR |
| 2009-06-22 | WEN | Tax (F) | −10,067 | -$39.3K | EDGAR |
| 2009-06-04 | CARMIKE CINEMAS INC (CKEC) Delisted | Grant (A) | +2,500 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.