MAX L LUKENS

CIK 1040101 · VP, General Counsel, Secretary · last filed 2019-08-21

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.26M

Companies

4

Total Filings

48

Lifetime Open-Market Net

-$1.37M

Filer Profile

Reported Address
2801 POST OAK BLVD, SUITE 600
HOUSTON, TX 77056
Related Filers
BLOUNT INTERNATIONAL INC — 3 joint filings, latest 2016-04-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WLKP Director 125,000 $21.52 $2.69M $3.00M 10 2019-08-21
WLK Director 8,113 $70.81 $574.5K -$4.37M 29 2019-08-19
BLOUNT INTERNATIONAL INC (BLT) Delisted Director $0 1 2015-08-13
PEP BOYS MANNY MOE & JACK (PBY) Delisted Director 160,558 $25.00 $4.01M $0 4 2011-06-15

Recent Filings · Page 3 of 5

48 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-08-25 WLK Grant (A) $0 EDGAR
2015-08-21 WLKP Grant (A) $0 EDGAR
2015-08-13 BLOUNT INTERNATIONAL INC (BLT) Delisted Grant (A) $0 EDGAR
2015-02-20 WLK Exer (M) +586 $0 EDGAR
2014-08-26 WLK Grant (A) $0 EDGAR
2014-08-22 WLKP Grant (A) $0 EDGAR
2014-08-06 WLKP Buy (P) +125,000 $3.00M EDGAR
2013-11-13 WLK Mixed -$78.9K EDGAR
2013-08-27 WLK Grant (A) $0 EDGAR
2013-08-09 WLK $0 EDGAR
Showing 2130 of 48
Page 3 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.