Mark A Wallace
CIK 1041222 · EVP-CFO and Treasurer · last filed 2021-04-06
Mark A Wallace is an EVP-CFO and Treasurer who has filed 35 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $62.9K of UNIT on Apr 6, 2021. Across all open-market trades the lifetime net is +$191.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.5M across reported positions. 17 SEC filings were submitted jointly with HCP, INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
DOC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 1200
DALLAS, TX 75201
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UNIT | EVP-CFO and Treasurer | 185,740 | $5.35 | $993.7K | $0 | 12 | 2021-04-06 |
| Uniti Group LLC (WIN) Delisted | EVP-CFO and Treasurer | 65,612 | — | — | $0 | 10 | 2018-04-03 |
| WHG | Chief Financial Officer | 16,116 | $18.70 | $301.4K | $0 | 3 | 2014-02-25 |
| DOC | Executive Vice President, CFO | 67,850 | $18.48 | $1.25M | $191.5K | 10 | 2009-03-18 |
Recent Filings
35 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-04-06 | UNIT | Tax (F) | −5,575 | -$62.9K | EDGAR |
| 2021-03-05 | UNIT | Tax (F) | −8,785 | -$94.4K | EDGAR |
| 2021-02-26 | UNIT | Mixed | +49,579 | -$111.0K | EDGAR |
| 2021-02-08 | UNIT | Tax (F) | −3,720 | -$46.8K | EDGAR |
| 2020-04-06 | UNIT | Tax (F) | −5,576 | -$32.3K | EDGAR |
| 2020-03-05 | UNIT | Grant (A) | +62,226 | $0 | EDGAR |
| 2020-02-14 | UNIT | Tax (F) | −2,213 | -$19.4K | EDGAR |
| 2020-02-10 | UNIT | Tax (F) | −3,857 | -$27.9K | EDGAR |
| 2019-04-08 | UNIT | Grant (A) | +39,494 | $0 | EDGAR |
| 2019-03-05 | UNIT | Mixed | +4,483 | -$68.4K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.