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MARK A WALLACE

CIK 1041222 · EVP-CFO and Treasurer · last filed 2021-04-06

MARK A WALLACE is an EVP-CFO and Treasurer who has filed 35 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $62.9K of UNIT on Apr 6, 2021. Across all open-market trades the lifetime net is +$191.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.6M across reported positions. 4 SEC filings were submitted jointly with WESTWOOD HOLDINGS GROUP INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.59M

Companies

4

Total Filings

35

Lifetime Open-Market Net

$191.5K

Filer Profile

Reported Address
200 CRESCENT COURT
SUITE 1200
DALLAS, TX 75201
Related Filers
WESTWOOD HOLDINGS GROUP INC — 4 joint filings, latest 2014-02-25
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UNIT EVP-CFO and Treasurer 185,740 $10.17 $1.89M $0 12 2021-04-06
Uniti Group LLC (WIN) Delisted EVP-CFO and Treasurer 65,612 — — $0 10 2018-04-03
WHG Chief Financial Officer 16,116 $18.85 $303.8K $0 3 2014-02-25
DOC Executive Vice President, CFO 67,850 $20.65 $1.40M $191.5K 10 2009-03-18

Recent Filings

35 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-04-06 UNIT Tax (F) −5,575 -$62.9K EDGAR
2021-03-05 UNIT Tax (F) −8,785 -$94.4K EDGAR
2021-02-26 UNIT Mixed +49,579 -$111.0K EDGAR
2021-02-08 UNIT Tax (F) −3,720 -$46.8K EDGAR
2020-04-06 UNIT Tax (F) −5,576 -$32.3K EDGAR
2020-03-05 UNIT Grant (A) +62,226 $0 EDGAR
2020-02-14 UNIT Tax (F) −2,213 -$19.4K EDGAR
2020-02-10 UNIT Tax (F) −3,857 -$27.9K EDGAR
2019-04-08 UNIT Grant (A) +39,494 $0 EDGAR
2019-03-05 UNIT Mixed +4,483 -$68.4K EDGAR
Showing 1–10 of 35
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.