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DONALD K SCHWANZ

CIK 1046239 · Chief Executive Officer · last filed 2023-05-10

DONALD K SCHWANZ is a Chief Executive Officer who has filed 43 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for PNM, was dated May 10, 2023. Across all open-market trades the lifetime net is −$26.1K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.91M

Companies

3

Total Filings

43

Lifetime Open-Market Net

-$26.1K

Filer Profile

Reported Address
414 SILVER AVE SW MS 1275
ALBUQUERQUE, NM 87102-3289
State of Incorporation
DE
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TXNM ENERGY INC (PNM) Delisted Director 49,375 $41.77 $2.06M $0 24 2023-05-10
MFLX Director 37,314 $16.64 $620.9K -$26.1K 16 2016-03-07
CTS Chief Executive Officer 127,444 $57.18 $7.29M $0 2 2007-09-14

Recent Filings

43 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-05-10 TXNM ENERGY INC (PNM) Delisted Grant (A) +2,700 $0 EDGAR
2022-05-12 TXNM ENERGY INC (PNM) Delisted Grant (A) +2,753 $0 EDGAR
2021-05-12 TXNM ENERGY INC (PNM) Delisted Grant (A) +2,430 $0 EDGAR
2020-05-13 TXNM ENERGY INC (PNM) Delisted Grant (A) +3,124 $0 EDGAR
2019-05-22 TXNM ENERGY INC (PNM) Delisted Grant (A) +2,218 $0 EDGAR
2019-05-20 TXNM ENERGY INC (PNM) Delisted Exer (M) +779 $0 EDGAR
2018-05-23 TXNM ENERGY INC (PNM) Delisted Grant (A) +2,344 $0 EDGAR
2018-05-18 TXNM ENERGY INC (PNM) Delisted Exer (M) +780 $0 EDGAR
2018-05-15 TXNM ENERGY INC (PNM) Delisted Exer (M) +927 $0 EDGAR
2018-03-19 TXNM ENERGY INC (PNM) Delisted Exer (M) +2,000 $22.1K EDGAR
Showing 1–10 of 43
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.