RICHARD LAMPEN
CIK 1047092 · EVP/COO · last filed 2026-04-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.54M
Companies
4
Total Filings
281
Lifetime Open-Market Net
$4.02M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DOUG | Executive Vice President & COO | 1,247,690 | $2.04 | $2.54M | $929.3K | 18 | 2026-04-14 |
| VECTOR GROUP LTD (VGR) Delisted | EVP/COO | 315,000 | $14.99 | $4.72M | $585.5K | 55 | 2024-10-07 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | CEO, President & Chairman | 200 | — | — | $1.75M | 124 | 2020-02-14 |
| Castle Brands Inc (ROX) Delisted | President and CEO | 0 | — | — | $756.8K | 78 | 2019-10-09 |
Recent Filings · Page 11 of 29
281 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-04-05 | VECTOR GROUP LTD (VGR) Delisted | Gift (G) | −4,000 | $0 | EDGAR |
| 2017-03-20 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Buy (P) | +10,000 | $23.3K | EDGAR |
| 2017-02-23 | VECTOR GROUP LTD (VGR) Delisted | Grant (A) | — | $0 | EDGAR |
| 2017-01-18 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Grant (A) | +275,000 | $0 | EDGAR |
| 2017-01-10 | VECTOR GROUP LTD (VGR) Delisted | Gift (G) | −4,800 | $0 | EDGAR |
| 2016-12-28 | Castle Brands Inc (ROX) Delisted | Buy (P) | +90,000 | $64.8K | EDGAR |
| 2016-11-10 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Buy (P) | +10,000 | $18.6K | EDGAR |
| 2016-09-01 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Exer (M) | +20,000 | $27.8K | EDGAR |
| 2016-08-30 | Castle Brands Inc (ROX) Delisted | Exer (M) | +100,000 | $35.0K | EDGAR |
| 2016-08-17 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | Buy (P) | +5,000 | $11.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.