RICHARD LAMPEN
CIK 1047092 · EVP/COO · last filed 2026-04-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.13M
Companies
5
Total Filings
281
Lifetime Open-Market Net
$4.02M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DOUG | Executive Vice President & COO | 1,247,690 | $1.71 | $2.13M | $929.3K | 18 | 2026-04-14 |
| VECTOR GROUP LTD (VGR) Delisted | EVP/COO | 315,000 | $14.99 | $4.72M | $585.5K | 55 | 2024-10-07 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted | CEO, President & Chairman | 200 | — | — | $1.09M | 57 | 2020-02-14 |
| Castle Brands Inc (ROX) Delisted | President and CEO | 0 | — | — | $756.8K | 78 | 2019-10-09 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted | President and CEO | 821,917 | — | — | $662.3K | 67 | 2013-04-08 |
Recent Filings · Page 16 of 29
281 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-01-22 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted | Grant (A) | +200,000 | $0 | EDGAR |
| 2015-01-12 | VECTOR GROUP LTD (VGR) Delisted | Gift (G) | −2,500 | $0 | EDGAR |
| 2014-12-12 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted | Buy (P) | +5,000 | $18.6K | EDGAR |
| 2014-11-25 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted | Mixed | +33,333 | $32.0K | EDGAR |
| 2014-11-14 | VECTOR GROUP LTD (VGR) Delisted | Sell (S) | −47,250 | -$1.02M | EDGAR |
| 2014-03-17 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted | Buy (P) | +5,000 | $15.0K | EDGAR |
| 2014-02-25 | Castle Brands Inc (ROX) Delisted | Exer (M) | +1,059,740 | $322.2K | EDGAR |
| 2014-02-03 | Castle Brands Inc (ROX) Delisted | Exer (M) | +426,303 | $162.0K | EDGAR |
| 2014-01-21 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted | Grant (A) | — | $0 | EDGAR |
| 2014-01-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted | Buy (P) | +5,000 | $14.8K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.