RICHARD LAMPEN

CIK 1047092 · EVP/COO · last filed 2026-04-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.13M

Companies

5

Total Filings

281

Lifetime Open-Market Net

$4.02M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DOUG Executive Vice President & COO 1,247,690 $1.71 $2.13M $929.3K 18 2026-04-14
VECTOR GROUP LTD (VGR) Delisted EVP/COO 315,000 $14.99 $4.72M $585.5K 55 2024-10-07
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted CEO, President & Chairman 200 $1.09M 57 2020-02-14
Castle Brands Inc (ROX) Delisted President and CEO 0 $756.8K 78 2019-10-09
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted President and CEO 821,917 $662.3K 67 2013-04-08

Recent Filings · Page 5 of 29

281 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-11-20 VECTOR GROUP LTD (VGR) Delisted Mixed +49,593 -$369.8K EDGAR
2019-10-09 Castle Brands Inc (ROX) Delisted Mixed −3,813,535 -$4.84M EDGAR
2019-06-04 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Buy (P) +10,000 $31.3K EDGAR
2019-06-03 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Buy (P) +10,000 $32.3K EDGAR
2019-05-31 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Buy (P) +10,000 $33.7K EDGAR
2019-05-24 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Buy (P) +10,000 $33.4K EDGAR
2019-05-23 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Buy (P) +10,000 $33.5K EDGAR
2019-05-17 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Mixed +266,245 -$591.4K EDGAR
2019-05-17 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Buy (P) +10,000 $33.1K EDGAR
2019-04-16 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Buy (P) +10,000 $34.3K EDGAR
Showing 4150 of 281
Page 5 of 29
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.