Karpus Management, Inc.
CIK 1048703 · last filed 2010-11-24
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$2.14M
Companies
4
Total Filings
31
Lifetime Open-Market Net
-$147.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PMO | 10%+ Owner | 204,377 | $10.46 | $2.14M | $767.7K | 20 | 2010-11-24 |
| SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | 10%+ Owner | 0 | — | — | -$964.8K | 9 | 2010-01-29 |
| INVESTMENT GRADE MUNICIPAL INCOME FUND (PPM) Delisted | 10%+ Owner | 27,549 | — | — | $49.4K | 1 | 2009-10-20 |
| ACM MANAGED INCOME FUND INC /NY/ (AMF) Delisted | 10%+ Owner | 3,776,788 | — | — | $0 | 1 | 2007-03-05 |
Recent Filings · Page 3 of 4
31 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-09-24 | SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Buy (P) | +100 | $1.3K | EDGAR |
| 2009-09-24 | SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Buy (P) | +100 | $1.3K | EDGAR |
| 2009-09-24 | SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Buy (P) | +100 | $1.3K | EDGAR |
| 2009-09-24 | SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Buy (P) | +3,100 | $41.9K | EDGAR |
| 2009-09-24 | SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Buy (P) | +6,400 | $83.1K | EDGAR |
| 2009-09-10 | PMO | Buy (P) | +9,314 | $94.5K | EDGAR |
| 2009-09-10 | PMO | Buy (P) | +4,624 | $47.7K | EDGAR |
| 2009-09-10 | PMO | Buy (P) | +5,100 | $52.6K | EDGAR |
| 2009-09-10 | PMO | Buy (P) | +1,559 | $15.7K | EDGAR |
| 2009-09-10 | PMO | Buy (P) | +12,600 | $127.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.