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JOHN RAU

CIK 1049050 · last filed 2024-05-02

JOHN RAU is a corporate insider who has filed 74 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for FR, was dated May 2, 2024. Across all open-market trades the lifetime net is −$1.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.9M across reported positions. 14 SEC filings were submitted jointly with BORGWARNER INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.92M

Companies

4

Total Filings

74

Lifetime Open-Market Net

-$1.59M

Filer Profile

Reported Address
MIAMI CORPORATION
410 N. MICHIGAN AVENUE, ROOM 590
CHICAGO, IL 60611
State of Incorporation
IL
Related Filers
BORGWARNER INC — 14 joint filings, latest 2005-08-25
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FR Director 30,666 $61.73 $1.89M -$1.66M 26 2024-05-02
AGL RESOURCES INC (GAS) Delisted Director 26,821 — — $72.0K 40 2016-06-16
AGL Director 325 $87.62 $28.5K $0 1 2011-12-13
WRIGLEY WM JR CO (WWY) Delisted Director 0 — — $0 5 2008-10-07

Recent Filings

74 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-05-02 FR Grant (A) +2,642 $0 EDGAR
2023-05-05 FR Grant (A) +2,272 $0 EDGAR
2022-05-06 FR Grant (A) +1,255 $0 EDGAR
2021-05-07 FR Mixed +3,416 $0 EDGAR
2020-11-18 FR Sell (S) −43,261 -$1.85M EDGAR
2020-05-08 FR Grant (A) — $0 EDGAR
2019-05-10 FR Grant (A) +2,046 $0 EDGAR
2018-05-14 FR Grant (A) +2,167 $0 EDGAR
2017-05-12 FR Grant (A) +2,518 $0 EDGAR
2016-07-05 — Disp (D) −26,821 $0
Showing 1–10 of 74
Page 1 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.