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L STEPHEN SMITH

CIK 1052826 · Chairman and CEO · last filed 2012-03-21

L STEPHEN SMITH is a Chairman and CEO who has filed 25 SEC Form 4 insider transactions across 1 company since 2007. Across all open-market trades the lifetime net is −$5.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.2K across reported positions. 47 SEC filings were submitted jointly with PMI GROUP INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.2K

Companies

1

Total Filings

25

Lifetime Open-Market Net

-$5.94M

Filer Profile

Reported Address
3003 OAK ROAD
WALNUT CREEK, CA 94597
Related Filers
PMI GROUP INC — 47 joint filings, latest 2012-03-21
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PMI CEO, Pres & COO 1,722 $5.33 $9.2K -$5.94M 24 2011-05-23

Recent Filings

25 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-03-21 — Mixed +26,571 $558
2011-05-23 PMI Mixed +2,930 -$3.4K EDGAR
2011-05-12 PMI Buy (P) +50,000 $88.5K EDGAR
2011-03-22 PMI Mixed +38,467 -$86.3K EDGAR
2011-02-18 PMI Grant (A) — $0 EDGAR
2010-05-24 PMI Grant (A) — $0 EDGAR
2010-03-29 PMI Tax (F) −12,920 -$40.1K EDGAR
2010-03-22 PMI Grant (A) — $0 EDGAR
2010-03-22 PMI Mixed +41,322 -$91.1K EDGAR
2010-03-01 PMI Grant (A) — $0 EDGAR
Showing 1–10 of 25
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.