WYNNEFIELD CAPITAL MANAGEMENT LLC

CIK 1056835 · last filed 2023-12-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$32.61M

Companies

14

Total Filings

73

Lifetime Open-Market Net

$14.64M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
QRHC 10%+ Owner 2,691,933 $1.37 $3.69M $7.36M 6 2023-12-06
NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted 10%+ Owner 2,387,383 $10.86M 9 2019-12-10
Jason Industries, Inc. (JASNW) Delisted 10%+ Owner 5,217,929 $1.65M 2 2019-03-11
MAM SOFTWARE GROUP, INC. (MAMS) Delisted 10%+ Owner 3,079,556 -$8.60M 4 2018-05-22
SANW 10%+ Owner 2,663,581 $0.02 $53.5K $9.12M 7 2017-06-23
Summer Infant, Inc. (SUMR) Delisted 10%+ Owner 6,400,568 $11.99 $76.74M -$9.44M 8 2017-05-30
DLHC 10%+ Owner 4,677,711 $5.51 $25.77M $65.4K 1 2017-05-16
Williams Industrial Services Group Inc. (GLPW) Delisted 10%+ Owner 2,904,939 $3.74M 4 2016-01-21
Jason Industries, Inc. (JASN.W) Delisted 10%+ Owner 2,499,901 $3.21M 8 2015-12-15
CRWS 10%+ Owner 1,114,062 $2.78 $3.10M -$5.09M 2 2013-01-08
NOBEL LEARNING COMMUNITIES INC (NLCI) Delisted 10%+ Owner 1,752,006 $5.92M 3 2008-11-05
ACME COMMUNICATIONS INC (ACME) Delisted 10%+ Owner 5,872,326 $1.31M 4 2008-10-23
Summer Infant, Inc. (SUMRW) Delisted 10%+ Owner $0 1 2007-11-16
LAYNE CHRISTENSEN CO (LAYN) Delisted Director 1,136,450 -$5.46M 1 2007-01-08

Recent Filings · Page 4 of 8

73 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-11-23 Summer Infant, Inc. (SUMR) Delisted Buy (P) +1,051,360 $2.10M EDGAR
2016-06-28 SANW Buy (P) +144,304 $613.3K EDGAR
2016-05-19 NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted Buy (P) +90,672 $815.5K EDGAR
2016-04-14 SANW Buy (P) +27,560 $114.4K EDGAR
2016-01-21 Williams Industrial Services Group Inc. (GLPW) Delisted Buy (P) +282,952 $826.6K EDGAR
2015-12-15 Jason Industries, Inc. (JASN.W) Delisted Buy (P) +80,000 $259.0K EDGAR
2015-12-11 Jason Industries, Inc. (JASN.W) Delisted Buy (P) +81,256 $276.3K EDGAR
2015-11-16 Jason Industries, Inc. (JASN.W) Delisted Buy (P) +123,200 $427.8K EDGAR
2015-11-12 Summer Infant, Inc. (SUMR) Delisted Buy (P) +1,955,800 $4.00M EDGAR
2015-09-28 Williams Industrial Services Group Inc. (GLPW) Delisted Buy (P) +40,000 $140.0K EDGAR
Showing 3140 of 73
Page 4 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.