Insider transactions

WYNNEFIELD CAPITAL MANAGEMENT LLC

CIK 1056835 · last filed 2023-12-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$23.01M
Companies
14
Total Filings
73
Lifetime Open-Market Net
$1.67M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

SUMR price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
450 SEVENTH AVE
STE 509
NEW YORK, NY 10123
Phone
(212) 760-0814
Related Filers
WYNNEFIELD PARTNERS SMALL CAP VALUE LP — 671 joint filings, latest 2024-10-07
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I — 671 joint filings, latest 2024-10-07
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD — 663 joint filings, latest 2024-10-07
WYNNEFIELD CAPITAL INC — 661 joint filings, latest 2024-10-07
Nelson Obus — 617 joint filings, latest 2024-10-07
Joshua Landes — 549 joint filings, latest 2024-10-07
Wynnefield Capital, Inc. Profit Sharing Plan — 533 joint filings, latest 2024-10-07
CHANNEL PARTNERSHIP II L P — 171 joint filings, latest 2015-07-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
QRHC 10%+ Owner 2,688,001 $1.16 $3.12M $920.3K 6 2023-12-06
NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted 10%+ Owner 2,386,143 — — $1.45M 9 2019-12-10
Jason Industries, Inc. (JASNW) Delisted 10%+ Owner 5,173,140 — — $206.5K 2 2019-03-11
MAM SOFTWARE GROUP, INC. (MAMS) Delisted 10%+ Owner 3,079,556 — — -$1.05M 4 2018-05-22
S&W Seed Co (SANW) Delisted 10%+ Owner 140,189 $0.02 $2.8K $1.14M 7 2017-06-23
Summer Infant, Inc. (SUMR) Delisted 10%+ Owner 711,174 $11.99 $8.53M -$821.9K 8 2017-05-30
DLHC 10%+ Owner 4,677,859 $3.66 $17.12M $8.2K 1 2017-05-16
Williams Industrial Services Group Inc. (GLPW) Delisted 10%+ Owner 2,911,782 — — $467.0K 4 2016-01-21
Jason Industries, Inc. (JASN.W) Delisted 10%+ Owner 2,502,589 — — $401.3K 8 2015-12-15
CRWS 10%+ Owner 1,094,441 $2.53 $2.77M -$774.6K 2 2013-01-08
NOBEL LEARNING COMMUNITIES INC (NLCI) Delisted 10%+ Owner 1,752,006 — — $658.1K 3 2008-11-05
ACME COMMUNICATIONS INC (ACME) Delisted 10%+ Owner 5,782,326 — — $159.8K 4 2008-10-23
Summer Infant, Inc. (SUMRW) Delisted 10%+ Owner — — — $0 1 2007-11-16
LAYNE CHRISTENSEN CO (LAYN) Delisted Director 1,136,450 — — -$1.09M 1 2007-01-08

Recent Filings · Page 7 of 8

73 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-05-17 — Buy (P) +143,484 $11.8K
2010-01-11 Summer Infant, Inc. (SUMR) Delisted Sell (S) −150,000 -$753.2K EDGAR
2009-09-18 Summer Infant, Inc. (SUMR) Delisted Buy (P) +1,000 $4.2K EDGAR
2008-11-18 — Buy (P) +10,000 $105.7K
2008-11-05 NOBEL LEARNING COMMUNITIES INC (NLCI) Delisted Buy (P) +5,000 $67.6K EDGAR
2008-10-28 NOBEL LEARNING COMMUNITIES INC (NLCI) Delisted Buy (P) +4,164 $52.5K EDGAR
2008-10-23 ACME COMMUNICATIONS INC (ACME) Delisted Buy (P) +20,000 $10.3K EDGAR
2008-10-01 ACME COMMUNICATIONS INC (ACME) Delisted Buy (P) +24,271 $19.6K EDGAR
2008-07-16 NOBEL LEARNING COMMUNITIES INC (NLCI) Delisted Buy (P) +40,000 $538.0K EDGAR
2007-11-16 Summer Infant, Inc. (SUMRW) Delisted Sell (S) — $0 EDGAR
Showing 61–70 of 73
Page 7 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.