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RONALD I SIMON

CIK 1060435 · last filed 2025-10-02

RONALD I SIMON is a corporate insider who has filed 65 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing, for EFC, was dated Oct 2, 2025. Across all open-market trades the lifetime net is +$315.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.4M across reported positions. 15 SEC filings were submitted jointly with INDEPENDENCE HOLDING CO.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.43M

Companies

4

Total Filings

65

Lifetime Open-Market Net

$315.8K

Filer Profile

Reported Address
485 MADISON AVENUE
14TH FLOOR
NEW YORK, NY 10022
Related Filers
INDEPENDENCE HOLDING CO — 15 joint filings, latest 2022-02-16
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EFC Director 80,000 $13.47 $1.08M $105.0K 20 2025-10-02
EARN Director 80,000 $4.36 $348.8K $251.0K 18 2025-10-02
INDEPENDENCE HOLDING CO (IHC) Delisted Director 0 $57.01 $0 -$40.2K 13 2022-02-16
CXM — $5.91 — $0 1 2009-02-02

Recent Filings

65 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-10-02 EFC Mixed +14,742 $75.2K EDGAR
2025-10-02 EARN Buy (P) +10,536 $59.8K EDGAR
2024-12-30 EFC Mixed +8,378 $0 EDGAR
2024-09-13 EARN Grant (A) +14,472 $0 EDGAR
2024-09-13 EFC Mixed +7,657 $0 EDGAR
2023-12-18 EFC Mixed +6,199 $0 EDGAR
2023-09-15 EARN Grant (A) +8,230 $0 EDGAR
2022-09-15 EFC Mixed +4,066 $0 EDGAR
2022-09-15 EARN Grant (A) +6,761 $0 EDGAR
2022-02-16 INDEPENDENCE HOLDING CO (IHC) Delisted Disp (D) −50,350 -$2.87M EDGAR
Showing 1–10 of 65
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.