RONALD I SIMON

CIK 1060435 · last filed 2025-10-02

RONALD I SIMON is a corporate insider who has filed 65 SEC Form 4 insider transactions across 8 companies since 2009. The most recent filing, for EFCpD, was dated Oct 2, 2025. Across all open-market trades the lifetime net is +$315.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.68M

Companies

8

Total Filings

65

Lifetime Open-Market Net

$315.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EFCpD Director 80,000 $23.18 $1.85M $75.2K 2 2025-10-02
EARN Director 80,000 $4.61 $368.8K $251.0K 18 2025-10-02
Ellington Financial Inc. (EFCpE) Delisted Director 56,880 $25.56 $1.45M $0 2 2024-09-13
EFCpB Director 43,024 $24.55 $1.06M $0 1 2022-09-15
INDEPENDENCE HOLDING CO (IHC) Delisted Director 0 $57.01 $0 -$40.2K 13 2022-02-16
Ellington Financial Inc. (EFCpA) Delisted Director 38,958 $25.17 $980.6K $0 2 2021-09-15
EFC Director 29,610 $13.68 $405.1K $29.8K 13 2019-09-13
CXM $5.34 $0 1 2009-02-02

Recent Filings

65 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2025-10-02 EFCpD Mixed +14,742 $75.2K EDGAR
2025-10-02 EARN Buy (P) +10,536 $59.8K EDGAR
2024-12-30 EFCpD Mixed +8,378 $0 EDGAR
2024-09-13 EARN Grant (A) +14,472 $0 EDGAR
2024-09-13 Ellington Financial Inc. (EFCpE) Delisted Mixed +7,657 $0 EDGAR
2023-12-18 Ellington Financial Inc. (EFCpE) Delisted Mixed +6,199 $0 EDGAR
2023-09-15 EARN Grant (A) +8,230 $0 EDGAR
2022-09-15 EFCpB Mixed +4,066 $0 EDGAR
2022-09-15 EARN Grant (A) +6,761 $0 EDGAR
2022-02-16 INDEPENDENCE HOLDING CO (IHC) Delisted Disp (D) −50,350 -$2.87M EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.