Ronald I Simon
CIK 1060435 · last filed 2026-09-10
Ronald I Simon is a corporate insider who has filed 66 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing, for EFC, was dated Sep 10, 2026. Across all open-market trades the lifetime net is +$315.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions. 15 SEC filings were submitted jointly with INDEPENDENCE HOLDING CO.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
EARN price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
14TH FLOOR
NEW YORK, NY 10022
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EFC | Director | 90,181 | $11.42 | $1.03M | $105.0K | 21 | 2026-09-10 |
| EARN | Director | 80,000 | $3.50 | $280.0K | $251.0K | 18 | 2025-10-02 |
| INDEPENDENCE HOLDING CO (IHC) Delisted | Director | 0 | $57.01 | $0 | -$40.2K | 13 | 2022-02-16 |
| CXM | — | $6.42 | — | $0 | 1 | 2009-02-02 |
Recent Filings
66 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-09-10 | EFC | Grant (A) | +10,181 | $0 | EDGAR |
| 2025-10-02 | EFC | Mixed | +14,742 | $75.2K | EDGAR |
| 2025-10-02 | EARN | Buy (P) | +10,536 | $59.8K | EDGAR |
| 2024-12-30 | EFC | Mixed | +8,378 | $0 | EDGAR |
| 2024-09-13 | EARN | Grant (A) | +14,472 | $0 | EDGAR |
| 2024-09-13 | EFC | Mixed | +7,657 | $0 | EDGAR |
| 2023-12-18 | EFC | Mixed | +6,199 | $0 | EDGAR |
| 2023-09-15 | EARN | Grant (A) | +8,230 | $0 | EDGAR |
| 2022-09-15 | EFC | Mixed | +4,066 | $0 | EDGAR |
| 2022-09-15 | EARN | Grant (A) | +6,761 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.