Insider transactions

Joe E Davis

CIK 1063480 · last filed 2021-05-20

Joe E Davis is a corporate insider who has filed 40 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for NAII, was dated May 20, 2021. Across all open-market trades the lifetime net is −$25.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $184.6K across reported positions. 22 SEC filings were submitted jointly with ANWORTH MORTGAGE ASSET CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$184.6K
Companies
2
Total Filings
40
Lifetime Open-Market Net
-$25.8K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address
3436 CARIBETH DR
ENCINO, CA 91436
Related Filers
ANWORTH MORTGAGE ASSET CORP — 22 joint filings, latest 2021-03-22
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NAII Director 126,886 $1.46 $184.6K -$35.2K 20 2021-05-20
ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Director 0 $2.98 $0 $9.4K 20 2021-03-22

Recent Filings

40 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-05-20 NAII Mixed +7,590 -$10 EDGAR
2021-03-22 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Disp (D) −15,582 $0 EDGAR
2021-03-18 NAII Grant (A) +4,000 $0 EDGAR
2020-08-17 NAII Grant (A) +10,000 $70.7K EDGAR
2020-07-02 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
2020-04-27 NAII Other (J) −15,000 $0 EDGAR
2020-04-02 NAII Grant (A) +15,000 $0 EDGAR
2019-07-02 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
2019-03-19 NAII Grant (A) +10,000 $0 EDGAR
2018-07-05 ANWORTH MORTGAGE ASSET CORP (ANH) Delisted Grant (A) — $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.