Insider transactions

John W Rowe

CIK 1067838 · Chairman & CEO thru 3/12/2012 · last filed 2020-12-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$19.98M
Companies
8
Total Filings
320
Lifetime Open-Market Net
-$90.91M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

EXC price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
950 N MICHIGAN AVENUE
#3306
CHICAGO, IL 60611
Related Filers
SUNOCO INC — 65 joint filings, latest 2011-12-13
AMERICAN DG ENERGY INC — 20 joint filings, latest 2017-05-25
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SXC Director 15,974 $9.71 $155.1K $94.4K 35 2020-12-17
NORTHERN TRUST CORP (NTRSP) Delisted Director 33,922 — — $0 3 2019-04-25
ALL Director — $259.10 — $0 7 2017-12-14
NORTHERN TRUST CORP (NTRS.P) Delisted Director 31,652 — — $0 3 2016-04-20
AMERICAN DG ENERGY INC (ADGE) Delisted Director 200,842 — — $93.9K 18 2015-12-10
NTRS Director 28,591 $165.82 $4.74M $514.4K 39 2014-07-02
EXC Chairman & CEO thru 3/12/2012 336,331 $44.85 $15.08M -$91.62M 183 2012-03-14
SUN Director — $72.99 — $0 31 2011-12-13

Recent Filings · Page 5 of 32

320 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-10-13 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +42,205 $17.4K EDGAR
2015-10-07 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +15,600 $5.6K EDGAR
2015-09-25 SXC Mixed — $0 EDGAR
2015-07-07 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +16,000 $6.2K EDGAR
2015-07-02 AMERICAN DG ENERGY INC (ADGE) Delisted Buy (P) +34,000 $14.9K EDGAR
2015-06-25 SXC Mixed — $0 EDGAR
2015-06-03 ALL Grant (A) — $0 EDGAR
2015-04-23 NORTHERN TRUST CORP (NTRS.P) Delisted Grant (A) +1,530 $0 EDGAR
2015-03-26 SXC Grant (A) — $0 EDGAR
2014-12-18 SXC Grant (A) — $0 EDGAR
Showing 41–50 of 320
Page 5 of 32
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.