James N Bailey
CIK 1070885 · last filed 2016-03-09
James N Bailey is a corporate insider who has filed 15 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $964.4K of AIV on Mar 9, 2016. Across all open-market trades the lifetime net is −$2.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $22.1K across reported positions. 19 SEC filings were submitted jointly with APARTMENT INVESTMENT & MANAGEMENT CO.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
AIV price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
4582 S. ULSTER STREET, SUITE 1100
DENVER, CO 80237
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AIV | Director | 13,001 | $1.70 | $22.1K | -$2.54M | 14 | 2016-03-09 |
| GETTY IMAGES INC (GYI) Delisted | Director | 21,998 | — | — | $0 | 1 | 2007-06-18 |
Recent Filings
15 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-03-09 | AIV | Sell (S) | −25,087 | -$964.4K | EDGAR |
| 2016-01-27 | AIV | Grant (A) | +4,600 | $0 | EDGAR |
| 2015-01-28 | AIV | Grant (A) | +4,500 | $0 | EDGAR |
| 2014-08-13 | AIV | Sell (S) | −20,000 | -$664.1K | EDGAR |
| 2014-08-11 | AIV | Sell (S) | −10,000 | -$332.1K | EDGAR |
| 2014-08-07 | AIV | Sell (S) | −17,500 | -$584.3K | EDGAR |
| 2014-01-30 | AIV | Grant (A) | +5,500 | $0 | EDGAR |
| 2013-01-31 | AIV | Grant (A) | +5,500 | $0 | EDGAR |
| 2012-02-02 | AIV | Grant (A) | +6,000 | $0 | EDGAR |
| 2011-02-03 | AIV | Grant (A) | +6,000 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.