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WILLIAM THOMPSON

CIK 1089892 · last filed 2023-08-17

WILLIAM THOMPSON is a corporate insider who has filed 36 SEC Form 4 insider transactions across 3 companies since 2008. The most recent filing shows the insider bought $40.5K of CNOBP on Aug 17, 2023. Across all open-market trades the lifetime net is −$196.9K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.83M

Companies

3

Total Filings

36

Lifetime Open-Market Net

-$196.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CNOBP Director 109,326 $25.12 $2.75M -$54.9K 7 2023-08-17
CNOB Director 98,176 $31.40 $3.08M -$224.4K 17 2021-06-03
ConnectOne Bancorp, Inc. (CNBC) Delisted Director 75,117 — — $82.4K 12 2013-03-08

Recent Filings

36 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-08-17 CNOBP Buy (P) +2,000 $40.5K EDGAR
2023-06-05 CNOBP Grant (A) +4,253 $0 EDGAR
2023-02-13 CNOBP Sell (S) −1,200 -$28.6K EDGAR
2023-02-01 CNOBP Exer (M) +3,000 $37.6K EDGAR
2022-11-18 CNOBP Buy (P) +1,000 $24.8K EDGAR
2022-06-03 CNOBP Grant (A) +1,911 $0 EDGAR
2022-02-22 CNOBP Mixed +668 -$58.2K EDGAR
2021-06-03 CNOB Grant (A) +1,605 $0 EDGAR
2020-06-04 CNOB Grant (A) +4,379 $0 EDGAR
2020-03-10 CNOB Buy (P) +1,300 $25.8K EDGAR
Showing 1–10 of 36
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.