SARAH G SMITH
CIK 1090335 · EVP, Global Head of Compliance · last filed 2025-09-15
SARAH G SMITH is an EVP, Global Head of Compliance who has filed 47 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing, for VIA, was dated Sep 15, 2025. Across all open-market trades the lifetime net is −$27.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.2M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$1.22M
6
47
-$27.20M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VIA | Director | 0 | $15.10 | $0 | $0 | 1 | 2025-09-15 |
| AON | Director | 1,536 | $335.31 | $515.4K | $0 | 3 | 2025-06-30 |
| GOLDMAN SACHS GROUP INC (GSpK) Delisted | EVP, Global Head of Compliance | 86,195 | $25.03 | $2.16M | -$15.75M | 21 | 2019-01-25 |
| GOLDMAN SACHS GROUP INC (GSpJ) Delisted | Principal Accounting Officer | 80,651 | $25.20 | $2.03M | -$4.41M | 4 | 2014-01-30 |
| GOLDMAN SACHS GROUP INC (GSpI) Delisted | Principal Accounting Officer | 60,716 | — | — | $0 | 2 | 2013-01-18 |
| GSpD | Principal Accounting Officer | 36,884 | $19.10 | $704.5K | -$7.04M | 16 | 2012-10-19 |
Recent Filings
47 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-09-15 | VIA | Other (J) | — | $0 | EDGAR |
| 2025-06-30 | AON | Mixed | +484 | -$54.0K | EDGAR |
| 2024-06-24 | AON | Mixed | +576 | -$54.0K | EDGAR |
| 2023-06-20 | AON | Mixed | +463 | -$90.3K | EDGAR |
| 2019-01-25 | GOLDMAN SACHS GROUP INC (GSpK) Delisted | Mixed | +8,935 | -$1.83M | EDGAR |
| 2019-01-18 | GOLDMAN SACHS GROUP INC (GSpK) Delisted | Grant (A) | — | $0 | EDGAR |
| 2018-01-19 | GOLDMAN SACHS GROUP INC (GSpK) Delisted | Mixed | +8,947 | -$2.55M | EDGAR |
| 2017-12-29 | GOLDMAN SACHS GROUP INC (GSpK) Delisted | Mixed | +12,374 | -$4.00M | EDGAR |
| 2017-02-07 | GOLDMAN SACHS GROUP INC (GSpK) Delisted | Mixed | −8,509 | -$3.16M | EDGAR |
| 2017-01-26 | GOLDMAN SACHS GROUP INC (GSpK) Delisted | Mixed | +14,906 | -$3.99M | EDGAR |