SARAH G SMITH

CIK 1090335 · EVP, Global Head of Compliance · last filed 2025-09-15

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.22M

Companies

6

Total Filings

47

Lifetime Open-Market Net

-$27.20M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VIA Director 0 $15.10 $0 $0 1 2025-09-15
AON Director 1,536 $335.31 $515.4K $0 3 2025-06-30
GOLDMAN SACHS GROUP INC (GSpK) Delisted EVP, Global Head of Compliance 86,195 $25.03 $2.16M -$15.75M 21 2019-01-25
GOLDMAN SACHS GROUP INC (GSpJ) Delisted Principal Accounting Officer 80,651 $25.20 $2.03M -$4.41M 4 2014-01-30
GOLDMAN SACHS GROUP INC (GSpI) Delisted Principal Accounting Officer 60,716 $0 2 2013-01-18
GSpD Principal Accounting Officer 36,884 $19.10 $704.5K -$7.04M 16 2012-10-19

Recent Filings · Page 2 of 5

47 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-01-20 GOLDMAN SACHS GROUP INC (GSpK) Delisted Grant (A) $0 EDGAR
2016-11-22 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed -$104.8K EDGAR
2016-11-17 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed −9,028 -$1.99M EDGAR
2016-11-09 GOLDMAN SACHS GROUP INC (GSpK) Delisted Sell (S) −2,664 -$479.5K EDGAR
2016-09-02 GOLDMAN SACHS GROUP INC (GSpK) Delisted Sell (S) −2,664 -$452.9K EDGAR
2016-04-22 GOLDMAN SACHS GROUP INC (GSpK) Delisted Sell (S) −2,664 -$431.6K EDGAR
2016-01-28 GOLDMAN SACHS GROUP INC (GSpK) Delisted Mixed +15,335 -$2.66M EDGAR
2016-01-22 GOLDMAN SACHS GROUP INC (GSpK) Delisted Grant (A) $0 EDGAR
2015-06-19 GOLDMAN SACHS GROUP INC (GSpK) Delisted Sell (S) −4,664 -$1.00M EDGAR
2015-06-05 GOLDMAN SACHS GROUP INC (GSpK) Delisted Sell (S) −4,664 -$979.4K EDGAR
Showing 1120 of 47
Page 2 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.