John A Thain
CIK 1090355 · Chairman & CEO · last filed 2026-10-20
John A Thain is a Chairman & CEO who has filed 151 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for UBER, was dated Oct 20, 2026. Across all open-market trades the lifetime net is +$15.4M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $13.3M across reported positions. 102 SEC filings were submitted jointly with CIT GROUP INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
MER price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
1 CIT DRIVE, #3251-9
LIVINGSTON, NJ 07039
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UBER | Director | 187,575 | $71.14 | $13.34M | $0 | 44 | 2026-10-20 |
| CIT GROUP INC (CIT) Delisted | Chairman & CEO | 574,019 | $53.50 | $30.71M | $3.69M | 98 | 2016-03-17 |
| BANK OF AMERICA CORP /DE/ (IKR) Delisted | Pres Glbl Bkg Sec & Wlth Mgmt | 764,546 | — | — | $483.3K | 2 | 2009-01-22 |
| MERRILL LYNCH & CO., INC. (MER) Delisted | Chairman & CEO | 997,268 | — | — | $11.25M | 4 | 2008-12-02 |
| NYSE Group, Inc. (NYX) Delisted | Chief Executive Officer | — | — | — | $0 | 1 | 2007-02-06 |
Recent Filings
151 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-10-20 | UBER | Exer (M) | +350 | $0 | EDGAR |
| 2026-10-14 | UBER | Grant (A) | — | $0 | EDGAR |
| 2026-07-20 | UBER | Exer (M) | +349 | $0 | EDGAR |
| 2026-07-14 | UBER | Grant (A) | — | $0 | EDGAR |
| 2026-05-05 | UBER | Mixed | +4,091 | $0 | EDGAR |
| 2026-04-20 | UBER | Exer (M) | +338 | $0 | EDGAR |
| 2026-04-14 | UBER | Grant (A) | — | $0 | EDGAR |
| 2026-01-21 | UBER | Exer (M) | +297 | $0 | EDGAR |
| 2026-01-13 | UBER | Grant (A) | — | $0 | EDGAR |
| 2025-10-20 | UBER | Exer (M) | +261 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.