MARK ZEITCHICK

CIK 1093960 · Executive Vice President · last filed 2026-04-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$817.2K

Companies

3

Total Filings

102

Lifetime Open-Market Net

$1.08M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DOUG Director 388,220 $2.10 $817.2K $174.3K 6 2026-04-14
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Executive Vice President 0 $824.2K 86 2020-02-14
Castle Brands Inc (ROX) Delisted Director 0 $81.7K 10 2019-10-09

Recent Filings · Page 7 of 11

102 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-03-26 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +5,000 $9.5K EDGAR
2012-02-02 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Grant (A) $0 EDGAR
2012-01-06 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Mixed +159,836 -$0 EDGAR
2011-11-14 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +5,000 $8.5K EDGAR
2011-10-07 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +5,000 $7.7K EDGAR
2011-09-08 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +10,000 $15.8K EDGAR
2011-08-26 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +10,000 $16.0K EDGAR
2011-08-19 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +50,000 $69.4K EDGAR
2011-05-31 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +5,000 $6.5K EDGAR
2011-05-17 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +5,000 $5.9K EDGAR
Showing 6170 of 102
Page 7 of 11
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.