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RICHARD P SERGEL

CIK 1095170 · last filed 2022-05-20

RICHARD P SERGEL is a corporate insider who has filed 15 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for XLF, was dated May 20, 2022. Current disclosed insider exposure totals $10.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$10.71M

Companies

3

Total Filings

15

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XLF Director 69,967 $54.27 $3.80M $0 7 2022-05-20
STATE STREET CORP (STTpD) Delisted Director 45,499 $24.98 $1.14M $0 1 2015-05-21
STT Director 40,321 $171.45 $6.91M $0 7 2013-05-16

Recent Filings

15 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-05-20 XLF Grant (A) +2,912 $0 EDGAR
2021-05-21 XLF Grant (A) +2,319 $0 EDGAR
2020-05-22 XLF Grant (A) +3,341 $0 EDGAR
2019-05-17 XLF Grant (A) +3,155 $0 EDGAR
2018-05-18 XLF Grant (A) +1,929 $0 EDGAR
2017-05-19 XLF Grant (A) +1,880 $0 EDGAR
2016-05-20 XLF Grant (A) +2,440 $0 EDGAR
2015-05-21 STATE STREET CORP (STTpD) Delisted Grant (A) +1,900 $0 EDGAR
2013-05-16 STT Grant (A) +2,044 $0 EDGAR
2012-05-18 STT Grant (A) +3,111 $0 EDGAR
Showing 1–10 of 15
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.