OAK INVESTMENT PARTNERS IX L P

CIK 1095761 · last filed 2017-06-01

OAK INVESTMENT PARTNERS IX L P is a corporate insider who has filed 9 SEC Form 4 insider transactions across 3 companies since 2012. The most recent filing, for KTOS, was dated Jun 1, 2017. Across all open-market trades the lifetime net is +$14.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $623.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$623.26M

Companies

3

Total Filings

9

Lifetime Open-Market Net

$14.00M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
KTOS	10%+ Owner	13,540,305	$46.03	$623.26M	$14.00M	7	2017-06-01
NEOPHOTONICS CORP (NPTN) Delisted	10%+ Owner	—	$16.01	—	$0	1	2016-06-08
POTBELLY CORP (PBPB) Delisted	10%+ Owner	2,159,336	$17.12	$36.97M	$0	1	2013-10-11

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2017-06-01	KTOS	Grant (A)	—	$0	EDGAR
2017-03-08	KTOS	Buy (P)	+1,931,034	$14.00M	EDGAR
2016-06-08	NEOPHOTONICS CORP (NPTN) Delisted	Grant (A)	—	$0	EDGAR
2015-11-20	KTOS	Grant (A)	—	$0	EDGAR
2014-11-21	KTOS	Grant (A)	—	$0	EDGAR
2013-12-20	KTOS	Grant (A)	—	$0	EDGAR
2013-10-11	POTBELLY CORP (PBPB) Delisted	Conv (C)	+6,999,054	$0	EDGAR
2013-03-15	KTOS	Grant (A)	—	$0	EDGAR
2012-09-21	KTOS	Grant (A)	—	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.