OAK INVESTMENT PARTNERS IX L P
CIK 1095761 · last filed 2017-06-01
OAK INVESTMENT PARTNERS IX L P is a corporate insider who has filed 9 SEC Form 4 insider transactions across 3 companies since 2012. The most recent filing, for KTOS, was dated Jun 1, 2017. Across all open-market trades the lifetime net is +$14.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $547.4M across reported positions. The firm reports its address in Norwalk, CT. 68 SEC filings were submitted jointly with OAK IX AFFILIATES FUND A LP.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
KTOS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 600
NORWALK, CT 06851
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| KTOS | 10%+ Owner | 13,540,305 | $40.43 | $547.43M | $14.00M | 7 | 2017-06-01 |
| NEOPHOTONICS CORP (NPTN) Delisted | 10%+ Owner | — | $16.01 | — | $0 | 1 | 2016-06-08 |
| POTBELLY CORP (PBPB) Delisted | 10%+ Owner | 2,159,336 | $17.12 | $36.97M | $0 | 1 | 2013-10-11 |
Recent Filings
9 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-06-01 | KTOS | Grant (A) | — | $0 | EDGAR |
| 2017-03-08 | KTOS | Buy (P) | +1,931,034 | $14.00M | EDGAR |
| 2016-06-08 | NEOPHOTONICS CORP (NPTN) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-11-20 | KTOS | Grant (A) | — | $0 | EDGAR |
| 2014-11-21 | KTOS | Grant (A) | — | $0 | EDGAR |
| 2013-12-20 | KTOS | Grant (A) | — | $0 | EDGAR |
| 2013-10-11 | POTBELLY CORP (PBPB) Delisted | Conv (C) | +6,999,054 | $0 | EDGAR |
| 2013-03-15 | KTOS | Grant (A) | — | $0 | EDGAR |
| 2012-09-21 | KTOS | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.