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OAK IX AFFILIATES FUND LP

CIK 1112201 · last filed 2018-12-06

OAK IX AFFILIATES FUND LP is a corporate insider who has filed 5 SEC Form 4 insider transactions across 1 company since 2014. The most recent filing, for KTOS, was dated Dec 6, 2018. The firm reports its address in Norwalk, CT. 68 SEC filings were submitted jointly with OAK INVESTMENT PARTNERS IX L P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

5

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
901 MAIN AVENUE
SUITE 600
NORWALK, CT 06851
Phone
(203) 226-8346
State of Incorporation
DE
Related Filers
OAK INVESTMENT PARTNERS IX L P — 68 joint filings, latest 2019-08-09
OAK IX AFFILIATES FUND A LP — 68 joint filings, latest 2019-08-09
OAK INVESTMENT PARTNERS X LTD PARTNERSHIP — 54 joint filings, latest 2019-08-09
OAK X AFFILIATES FUND LP — 54 joint filings, latest 2019-08-09
BANDEL L CARANO — 53 joint filings, latest 2019-08-09
Oak Investment Partners XIII, Limited Partnership — 35 joint filings, latest 2019-08-09
Oak Investment Partners XI L P — 9 joint filings, latest 2019-03-07
EDWARD F GLASSMEYER — 7 joint filings, latest 2006-06-08
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KTOS 10%+ Owner — $46.69 — $0 5 2018-12-06

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-12-06 KTOS Grant (A) — $0 EDGAR
2018-06-20 KTOS Grant (A) — $0 EDGAR
2016-10-17 KTOS Grant (A) — $0 EDGAR
2016-05-20 KTOS Grant (A) — $0 EDGAR
2014-03-31 KTOS Grant (A) — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.