Home

OAK IX AFFILIATES FUND A LP

CIK 1112125 · last filed 2019-08-09

OAK IX AFFILIATES FUND A LP is a corporate insider who has filed 12 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider sold $67.1M of KTOS on Aug 9, 2019. Across all open-market trades the lifetime net is −$33.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $37.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$37.52M

Companies

3

Total Filings

12

Lifetime Open-Market Net

-$33.07M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KTOS 10%+ Owner 815,188 $46.03 $37.52M -$20.16M 8 2019-08-09
NEOPHOTONICS CORP (NPTN) Delisted 10%+ Owner 6,045,701 $16.01 $96.79M $12.00M 2 2015-05-27
ATHENAHEALTH INC (ATHN) Delisted 10%+ Owner 2,810,574 $9.59 $26.95M -$24.91M 2 2008-03-27

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-08-09 KTOS Sell (S) −3,500,000 -$67.14M EDGAR
2019-05-13 KTOS Grant (A) — $0 EDGAR
2019-03-15 KTOS Grant (A) — $0 EDGAR
2018-10-11 KTOS Grant (A) — $0 EDGAR
2017-09-13 KTOS Grant (A) — $0 EDGAR
2016-11-28 KTOS Buy (P) +5,831,000 $34.99M EDGAR
2015-05-27 KTOS Buy (P) +1,655,172 $12.00M EDGAR
2015-05-27 NEOPHOTONICS CORP (NPTN) Delisted Buy (P) +1,655,172 $12.00M EDGAR
2015-05-21 KTOS Grant (A) — $0 EDGAR
2011-02-08 NEOPHOTONICS CORP (NPTN) Delisted Conv (C) +30,847,518 $0 EDGAR
Showing 1–10 of 12
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.