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C CATHLEEN RAFFAELI

CIK 1096461 · last filed 2026-05-14

C CATHLEEN RAFFAELI is a corporate insider who has filed 8 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for RMAX, was dated May 14, 2026. Across all open-market trades the lifetime net is +$50.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $253.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$253.9K

Companies

3

Total Filings

8

Lifetime Open-Market Net

$50.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RMAX Director 28,021 $9.06 $253.9K $0 3 2026-05-14
E TRADE FINANCIAL CORP (ETFC) Delisted Director 7,013 — — $0 2 2010-05-17
E TRADE FINANCIAL CORP (ETFCP) Delisted Director 21,751 — — $50.0K 3 2008-05-19

Recent Filings

8 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-14 RMAX Grant (A) +10,385 $0 EDGAR
2025-05-16 RMAX Grant (A) +13,090 $0 EDGAR
2024-09-12 RMAX Grant (A) +4,546 $0 EDGAR
2010-05-17 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +30,959 $0 EDGAR
2009-06-01 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +17,421 $25.0K EDGAR
2008-05-19 E TRADE FINANCIAL CORP (ETFCP) Delisted Grant (A) +5,741 $0 EDGAR
2008-01-30 E TRADE FINANCIAL CORP (ETFCP) Delisted Buy (P) +12,293 $50.0K EDGAR
2007-05-25 E TRADE FINANCIAL CORP (ETFCP) Delisted Grant (A) +1,072 $25.0K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.