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W NORMAN SMITH

CIK 1103157 · VP-Business Development · last filed 2019-01-10

W NORMAN SMITH is a VP-Business Development who has filed 102 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for ASTE, was dated Jan 10, 2019. Across all open-market trades the lifetime net is −$8.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.37M

Companies

1

Total Filings

102

Lifetime Open-Market Net

-$8.89M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ASTE VP-Business Development 104,337 $61.07 $6.37M -$8.89M 102 2019-01-10

Recent Filings

102 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-01-10 ASTE Grant (A) — $0 EDGAR
2018-12-03 ASTE Grant (A) — $0 EDGAR
2018-11-14 ASTE Gift (G) −1,740 $0 EDGAR
2018-10-09 ASTE Grant (A) — $0 EDGAR
2018-08-31 ASTE Grant (A) — $0 EDGAR
2018-08-31 ASTE Grant (A) — $0 EDGAR
2018-07-13 ASTE Grant (A) — $0 EDGAR
2018-06-11 ASTE Grant (A) — $0 EDGAR
2018-04-10 ASTE Grant (A) — $0 EDGAR
2018-03-30 ASTE Grant (A) — $0 EDGAR
Showing 1–10 of 102
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.